SOUTH ASIAN STOCKS LTD.
MEMBERS DETAILS AS ON 23-OCT-2025
Member Name SOUTH ASIAN STOCKS LTD.
Trade Name SOUTH ASIAN STOCKS LTD.
Member Code 09073
SEBI Registration no INZ000164738
SEBI Registration Date 22-FEB-2018
Constitution Corporate
Year of Incorporation 1995
Year of NSE Membership 1995

Segment/(s) with status


LEGEND:-
CM : Clearing Member
PCM : Professional Clearing Member
SCM : Self Clearing Member
TM : Trading Member
MFSS : Mutual Fund Service System
Sr no Segment Status
1 Capital Market (TM) Enabled
2 Capital Market (SCM) Enabled
3 Future & Options (TM) Enabled
4 Future & Options (SCM) Surrender Approved
5 Currency Futures (TM) Enabled
6 Interest Rate Futures (TM) Enabled
7 MFSS Enabled
8 Commodity (TM) Enabled

List of APs registered as on 23-OCT-2025 Click Here To View Authorized Person Details
List of dealing offices as on 23-OCT-2025 Click Here To View Dealing offices details of member
Listed No
Investor Grievance Email ID complaints@stocko.in
Types of Clients Served (Proprietary/Institutional/Retail) Proprietary, Retail
Registered Office
Registered Office Address PLOT NO. 5., LOCAL SHOPPING COMPLEX
  THIRD FLOOR, RISHABH VIHAR
  DELHI
City NEW DELHI
Pin Code 110092
Phone Number 011-47377200
Fax Number 47377215
Email ID info@stocko.in

Correspondence Office
Correspondence Office Address PLOT NO. 5., THIRD FLOOR
LOCAL SHOPPING COMPLEX
RISHABH VIHAR
City DELHI
Pin Code 110092
Phone Number 011-47377200
Fax Number 01147377209
Email ID rkjain.sas@gmail.com

Website Address https://sasonline.in/mandatory-display
Mobile Applications 23-OCT-2025
Sr.No. Name of Mobile Application Link for Play Store Link for App Store
1 Alpha https://play.google.com/store/apps/details?id=in.alpha.sasonline https://apps.apple.com/in/app/alpha-by-sasonline/id1351243544

Social Media Details 23-OCT-2025
Sr.No. Name of social media Link for social media
1 Facebook https://www.facebook.com/sasonlineindia
2 Instagram https://www.instagram.com/sasonlineindia/
3 LinkedIn https://www.linkedin.com/company/sasonline/
4 Others NA
5 Others_Link NA
6 Twitter https://twitter.com/sasonlineindia
7 YouTube https://www.youtube.com/@sasonline-southasianstocks4228

PMS SEBI Registration details https://www.sebi.gov.in/index.html
Path- Home » Intermediaries / Market Infrastructure Institutions » Recognised Intermediaries
Research Analysts details https://www.sebi.gov.in/index.html
Path- Home » Intermediaries / Market Infrastructure Institutions » Recognised Intermediaries
Investment Adviser details https://www.sebi.gov.in/index.html
Path- Home » Intermediaries / Market Infrastructure Institutions » Recognised Intermediaries
Merchant Banker https://www.sebi.gov.in/index.html
Path- Home » Intermediaries / Market Infrastructure Institutions » Recognised Intermediaries
Whether Depostitory Participant(CDSL/NSDL) as on 09-OCT-2025
Sr no Name of Depository Registration No. Link for the members
1 NSDL IN-DP-474-2020 https://nsdl.co.in/direct_search.php
2 CDSL NA https://www.cdslindia.com/eservices/DP/DPDatabase

Details of Membership with other Stock Exchanges as on 23-OCT-2025
Sr.No. Name of the Exchange Link for the Members
1 BSE LIMITED https://www.bseindia.com/members/MembershipDirectory.aspx
2 NATIONAL COMMODITY & DERIVATIVES EXCHANGE LTD. https://www.ncdex.com/member_directory
3 MULTI COMMODITY EXCHANGE OF INDIA LTD. https://www.mcxindia.com/membership/notice-board/Member-AP-Details
MANAGING DIRECTOR / CEO DETAILS
Name RAKESH KUMAR JAIN
Designation MD
COMPLIANCE OFFICER DETAILS
Name RAKESH KUMAR JAIN
E-mail info@sasonline.in
Contact Number 47377200

ALL OFFICES         BRANCH OFFICES        SUBBROKER OFFICES
DETAILS OF DIRECTORS AS ON 23-OCT-2025
Sr.No. Director Name Designated Director
1 R K JAIN Y
2 RACHIT KWATRA Y
3 NITIN AGARWAL N
4 SAUMYA MITTAL N

Details of Complaints received in Scores 2.0
Status
Count of opening complaints - 5 0 5 2 0
Received - 0 1 3 5 2
Closed - 5 0 6 2 0
Count of pending complaints - 0 1 2 5 2

Details of Complaints/Arbitration matters received in Online Dispute Resolution (ODR)
Summary of Complaints received:
Status
Count of opening complaints - 0 1 0 0 0
Received - 0 0 0 0 0
Closed - 0 1 0 0 0
Count of pending complaints - 0 0 0 0 0

Summary of Arbitration cases
Status
Count of opening complaints - 0 0 0 0 0
Received - 0 0 0 0 0
Closed - 0 0 0 0 0
Count of pending complaints - 0 0 0 0 0

Details of Complaints Closed through GRC (Pre ODR)

Status
Total Count of Complaints Closed 0 0 1
Admissible Claim amount* 0 0 0
*As decided in GRC


Disciplinary Actions taken by NSE against the Trading Member in the past 4 years as on 23-OCT-2025 The disciplinary actions include monetary / non-monetary enforcement actions taken by NSE for various non-compliances committed by Trading Members w.r.t. to NSE Rules, Byelaws, Regulations, Circulars and SEBI Regulations and Circulars
Particulars
Total monetary penalty levied on enforcement actions taken (Includes penalty levied through orders and action letters) (In Rs.) 0 65,000 5,000
Details of Orders issued by Member Committee of NSE
Particulars
1. Orders issued(count) 0 0 0 0
2. Orders issued details NA NA NA NA
3.Interim / Defaulter / Expulsion orders, if any, issued against the Trading Members by NSE Visit Link
Disciplinary Actions taken by other Exchanges as on 23-OCT-2025
Particulars
Orders issued by other Exchanges

SEBI Orders as on 23-OCT-2025
Particulars
Orders issued by SEBI
Disclaimer: The details of disciplinary actions or orders displayed on the website are obtained from the Securities and Exchange Board of India (SEBI) and reflects what is available on SEBI official website. Users are advised to contact SEBI directly for any queries or complaints/grievance concerning these actions. These details are provided for information purposes only and The National Stock Exchange of India Ltd. (NSE) disclaims all liability or responsibility for the accuracy, completeness, authenticity or relevance of the actions/ orders of SEBI which are displayed on NSE website.
Consent Orders against the Entity https://www.sebi.gov.in/index.html
Path- Home » Enforcement » Orders » Settlement Order
Associate Companies as on 31-MAR-2025
Sr no Name of the Company Financial Market Sector SEBI Registration Number, if any

Summary of trading member Information
For the 6 monthly reporting period ending
Sr no Particulars
1 Number of branches of TM (Data is as reported by member in RBS for F.Y ended March & H.Y ended September) NA 0 0 0 0 0
2 Number of employees of TM (Data is as reported by member in RBS for F.Y ended March & H.Y ended September) NA 53 57 50 51 53
3 Total number of active clients(traded at least once in last 1 year) 17143 19782 20820 21273 21576 22231
4 Client Distribution
A Number of clients (UCCs) traded in equity cash segment in last 1 year 12033 13341 13179 12869 13307 14475
B Number of clients (UCCs) traded derivatives in last 1 year (including currencies and commodities) 11623 13956 15232 16068 16286 16403

Details of Client Bank Accounts disclosed to Exchange

Note:- Investors are requested to note that Stock broker is permitted to receive money from investor through designated bank accounts only named as Up streaming Client Nodal Bank Account (USCNBA). Stock broker is also required to disclose these USCNB accounts to Stock Exchange which are as under. Hence, you are requested to use following USCNB accounts only for the purpose of transferring funds to your stock broker.
Sr no Account Name Account Number IFSC Code Account Purpose
1 South Asian Stocks Ltd 50200087321724 HDFC0000598 CLIENT BANK ACCOUNT
2 SOUTH ASIAN STOCKS LTD 57500001734977 HDFC0000003 CLIENT BANK ACCOUNT
3 SOUTH ASIAN STOCKS LTD 6011385815 KKBK0000172 CLIENT BANK ACCOUNT
4 SOUTH ASIAN STOCKS LTD 6011385808 KKBK0000172 CLIENT BANK ACCOUNT
5 SOUTH ASIAN STOCKS LTD 00030340037242 HDFC0000003 CLIENT BANK ACCOUNT
6 SOUTH ASIAN STOCKS LTD 6011385792 KKBK0000172 CLIENT BANK ACCOUNT
7 South Asian Stocks Ltd 662805601040 ICIC0006628 CLIENT BANK ACCOUNT

Trading member Net worth (as per Schedule VI of SEBI (Stock Brokers) Regulations, 1992) as on 31-Mar-2025 Rs. 1008061083