MANGAL KESHAV FINANCIAL SERVICES LLP
MEMBERS DETAILS AS ON 02-AUG-2025
Member Name MANGAL KESHAV FINANCIAL SERVICES LLP
MANGAL KESHAV SHARE & STOCK BROKERS LTD.)
Trade Name MANGAL KESHAV FINANCIAL SERVICES LLP
Member Code 09774
SEBI Registration no INZ000166334
SEBI Registration Date 06-MAR-2018
Constitution Limited Liability Partnership
Year of Incorporation 1995
Year of NSE Membership 1995

Segment/(s) with status


LEGEND:-
CM : Clearing Member
PCM : Professional Clearing Member
SCM : Self Clearing Member
TM : Trading Member
MFSS : Mutual Fund Service System
Sr no Segment Status
1 Capital Market (TM) Enabled
2 Capital Market (SCM) Disabled
3 Future & Options (TM) Enabled
4 Future & Options (CM) Surrendered Membership
5 Currency Futures (TM) Enabled
6 Currency Futures (CM) Surrendered Membership
7 Interest Rate Futures (TM) Enabled
8 Interest Rate Futures (CM) Enabled
9 MFSS Enabled
10 Commodity (TM) Enabled

List of APs registered as on 02-AUG-2025 Click Here To View Authorized Person Details
List of dealing offices as on 02-AUG-2025 Click Here To View Dealing offices details of member
Listed No
Investor Grievance Email ID investorgrievances@mangalkeshav.com
Types of Clients Served (Proprietary/Institutional/Retail) Proprietary, Institutional, Retail
Registered Office
Registered Office Address 501/601,HERITAGE PLAZA
  J.P.ROAD
  ANDHERI (WEST)
City MUMBAI
Pin Code 400053
Phone Number 022-6351177
Fax Number
Email ID gyan@mangalkeshav.com

Correspondence Office
Correspondence Office Address 501/601, HERITAGE PLAZA
OPP INDIAN OIL NAGAR
J P ROAD ANDHERI (WEST)
City MUMBAI
Pin Code 400053
Phone Number 022-61908018
Fax Number 66790535
Email ID gyan@mangalkeshav.com

Website Address https://www.mangalkeshav.com
Mobile Applications 02-AUG-2025
Sr.No. Name of Mobile Application Link for Play Store Link for App Store
1 Mangal Trader https://play.google.com/store/apps/details?id=com.wave.mangal&hl=en_IN https://apps.apple.com/in/app/mangal-trader/id1451477744

Social Media Details 02-AUG-2025
Sr.No. Name of social media Link for social media
1 Facebook https://www.facebook.com/mangalkeshavgroup/
2 Instagram https://www.instagram.com/mangalkeshav/
3 LinkedIn https://in.linkedin.com/company/mangal-keshav
4 Others -
5 Others_Link -
6 Twitter https://twitter.com/mangalkeshav?lang=en
7 YouTube https://www.youtube.com/channel/UC3WLyP8_3bOqwQNOqtyrU2Q

PMS SEBI Registration details https://www.sebi.gov.in/index.html
Path- Home » Intermediaries / Market Infrastructure Institutions » Recognised Intermediaries
Research Analysts details https://www.sebi.gov.in/index.html
Path- Home » Intermediaries / Market Infrastructure Institutions » Recognised Intermediaries
Investment Adviser details https://www.sebi.gov.in/index.html
Path- Home » Intermediaries / Market Infrastructure Institutions » Recognised Intermediaries
Merchant Banker https://www.sebi.gov.in/index.html
Path- Home » Intermediaries / Market Infrastructure Institutions » Recognised Intermediaries
Whether Depostitory Participant(CDSL/NSDL) as on 21-JUL-2025
Sr no Name of Depository Registration No. Link for the members
1 NSDL IN-DP-358-2018 https://nsdl.co.in/direct_search.php
2 CDSL NA https://www.cdslindia.com/eservices/DP/DPDatabase

Details of Membership with other Stock Exchanges as on 02-AUG-2025
Sr.No. Name of the Exchange Link for the Members
1 BSE LIMITED https://www.bseindia.com/members/MembershipDirectory.aspx
MANAGING DIRECTOR / CEO DETAILS
Name NA
Designation
COMPLIANCE OFFICER DETAILS
Name GYAN PRAKASH
E-mail gyan@mangalkeshav.com
Contact Number 02261908018

ALL OFFICES         BRANCH OFFICES        SUBBROKER OFFICES
DETAILS OF PARTNERS AS ON 02-AUG-2025
Sr.No. Partner Name Designated Partner
1 SUJAY SUDHIR SHAH Y
2 AJAY SHAH Y
3 PARESH N BHAGAT N

Details of Complaints received in Scores 2.0
Status
Count of opening complaints - - - 1 - -
Received - - - 0 - -
Closed - - - 1 - -
Count of pending complaints - - - 0 - -

Details of Complaints/Arbitration matters received in Online Dispute Resolution (ODR)
Summary of Complaints received:
Status
Count of opening complaints - - - 0 - -
Received - - - 0 - -
Closed - - - 0 - -
Count of pending complaints - - - 0 - -

Summary of Arbitration cases
Status
Count of opening complaints - - - 0 - -
Received - - - 0 - -
Closed - - - 0 - -
Count of pending complaints - - - 0 - -

Details of Complaints Closed through GRC (Pre ODR)

Status
Total Count of Complaints Closed 0 1 1
Admissible Claim amount* 0 275000 0
*As decided in GRC


Disciplinary Actions taken by NSE against the Trading Member in the past 4 years as on 02-AUG-2025 The disciplinary actions include monetary / non-monetary enforcement actions taken by NSE for various non-compliances committed by Trading Members w.r.t. to NSE Rules, Byelaws, Regulations, Circulars and SEBI Regulations and Circulars
Particulars
Total monetary penalty levied on enforcement actions taken (Includes penalty levied through orders and action letters) (In Rs.) 4,00,800 33,100 25,000
Details of Orders issued by Member Committee of NSE
Particulars
1. Orders issued(count) 0 0 0 0
2. Orders issued details NA NA NA NA
3.Interim / Defaulter / Expulsion orders, if any, issued against the Trading Members by NSE Visit Link
Disciplinary Actions taken by other Exchanges as on 02-AUG-2025
Particulars
Orders issued by other Exchanges
SEBI Orders as on 02-AUG-2025
Particulars
Orders issued by SEBI
Disclaimer: The details of disciplinary actions or orders displayed on the website are obtained from the Securities and Exchange Board of India (SEBI) and reflects what is available on SEBI official website. Users are advised to contact SEBI directly for any queries or complaints/grievance concerning these actions. These details are provided for information purposes only and The National Stock Exchange of India Ltd. (NSE) disclaims all liability or responsibility for the accuracy, completeness, authenticity or relevance of the actions/ orders of SEBI which are displayed on NSE website.
Consent Orders against the Entity https://www.sebi.gov.in/index.html
Path- Home » Enforcement » Orders » Settlement Order
Associate Companies as on 31-MAR-2025
Sr no Name of the Company Financial Market Sector SEBI Registration Number, if any
1 Mangal Keshav Capital Limited NBFC N-13.01824

Summary of trading member Information
For the 6 monthly reporting period ending
Sr no Particulars
1 Number of branches of TM (Data is as reported by member in RBS for F.Y ended March & H.Y ended September) 2 2 2 2 2 02
2 Number of employees of TM (Data is as reported by member in RBS for F.Y ended March & H.Y ended September) 75 71 71 65 65 62
3 Number of APs/affiliates registered with Exchanges 99 130 132 272 275 275
4 Total number of active clients(traded at least once in last 1 year) 6654 7092 6928 6433 6434 7273
5 Client Distribution
A Number of clients (UCCs) traded in equity cash segment in last 1 year 6692 7152 6995 6444 6476 7297
B Number of clients (UCCs) traded derivatives in last 1 year (including currencies and commodities) 560 622 637 642 754 901
C % of TM volume coming from proprietary trades (If any)
CO NA NA NA NA NA NA
FO 0.0000% NA NA NA NA NA
CM NA NA NA NA NA NA
CD NA NA NA NA NA NA

Details of Client Bank Accounts disclosed to Exchange

Note:- Investors are requested to note that Stock broker is permitted to receive money from investor through designated bank accounts only named as Up streaming Client Nodal Bank Account (USCNBA). Stock broker is also required to disclose these USCNB accounts to Stock Exchange which are as under. Hence, you are requested to use following USCNB accounts only for the purpose of transferring funds to your stock broker.
Sr no Account Name Account Number IFSC Code Account Purpose
1 MANGAL KESHAV FINANCIAL SERVICES LLP - USCNB ACCOUNT 10099002351 IDFB0040101 CLIENT BANK ACCOUNT
2 Mangal Keshav Financial Services LLP-USCNB Account 200999644104 INDB0000033 CLIENT BANK ACCOUNT
3 MANGAL KESHAV FINANCIAL SERVICES LLP - USCNB ACCOUNT 008283000000412 YESB0000082 CLIENT BANK ACCOUNT
4 MANGAL KESHAV FINANCIAL SERVICES LLP - USCNB ACCOUNT 918020059672641 UTIB0000004 CLIENT BANK ACCOUNT
5 MANGAL KESHAV FINANCIAL SERVICES LLP-USCNB ACCOUNT 000405163915 ICIC0000004 CLIENT BANK ACCOUNT
6 MANGAL KESHAV FINANCIAL SERVICES LLP - USCNB ACCOUNT 57500000321811 HDFC0000060 CLIENT BANK ACCOUNT
7 MANGAL KESHAV FINANCIAL SERVICES LLP - USCNB ACCOUNT 00600340010786 HDFC0000060 CLIENT BANK ACCOUNT
8 MANGAL KESHAV FINANCIAL SERVICES LLP - USCNB ACCount 57500000321136 HDFC0000060 CLIENT BANK ACCOUNT

Trading member Net worth (as per Schedule VI of SEBI (Stock Brokers) Regulations, 1992) as on 31-Mar-2025 Rs. 658259614.48