O J FINANCIAL SERVICES LTD.
MEMBERS DETAILS AS ON 27-DEC-2025
Member Name O J FINANCIAL SERVICES LTD.
Trade Name O J FINANCIAL SERVICES LTD.
Member Code 07728
SEBI Registration no INZ000217037
SEBI Registration Date 15-JAN-2019
Constitution Corporate
Year of Incorporation 1993
Year of NSE Membership 1995

Segment/(s) with status


LEGEND:-
CM : Clearing Member
PCM : Professional Clearing Member
SCM : Self Clearing Member
TM : Trading Member
MFSS : Mutual Fund Service System
Sr no Segment Status
1 Capital Market (TM) Enabled
2 Capital Market (SCM) Enabled
3 Future & Options (TM) Enabled
4 Future & Options (CM) Enabled
5 Currency Futures (TM) Enabled
6 Interest Rate Futures (TM) Enabled
7 Debt Market (TM) Enabled
8 MFSS Enabled
9 Commodity (TM) Enabled

List of APs registered as on 27-DEC-2025 Click Here To View Authorized Person Details
List of dealing offices as on 27-DEC-2025 Click Here To View Dealing offices details of member
Listed No
Investor Grievance Email ID investserve@ojfin.com
Types of Clients Served (Proprietary/Institutional/Retail) Proprietary, Institutional, Retail
Registered Office
Registered Office Address 901, MERCANTILE HOUSE
  9TH, K. G. MARG
  NEW DELHI
City NEW DELHI
Pin Code 110001
Phone Number 011-49670064
Fax Number 49670079
Email ID oj@ojfin.com

Correspondence Office
Correspondence Office Address 901, MERCANTILE HOUSE
K G MARG
NEW DELHI
City NEW DELHI
Pin Code 110001
Phone Number 011-49670000,23250700
Fax Number 011-49670079
Email ID oj@ojfin.com

Website Address https://www.ojfin.com/
Mobile Applications 27-DEC-2025
Sr.No. Name of Mobile Application Link for Play Store Link for App Store
1 OJFIN https://play.google.com/store/apps/details?id=com.ojfin.xts NA

Social Media Details 27-DEC-2025
No Records Found

PMS SEBI Registration details https://www.sebi.gov.in/index.html
Path- Home » Intermediaries / Market Infrastructure Institutions » Recognised Intermediaries
Research Analysts details https://www.sebi.gov.in/index.html
Path- Home » Intermediaries / Market Infrastructure Institutions » Recognised Intermediaries
Investment Adviser details https://www.sebi.gov.in/index.html
Path- Home » Intermediaries / Market Infrastructure Institutions » Recognised Intermediaries
Merchant Banker https://www.sebi.gov.in/index.html
Path- Home » Intermediaries / Market Infrastructure Institutions » Recognised Intermediaries
Whether Depostitory Participant(CDSL/NSDL) as on 16-DEC-2025
Sr no Name of Depository Registration No. Link for the members
1 NSDL IN-DP-631-2021 https://nsdl.co.in/direct_search.php
2 CDSL IN-DP-631-2021 https://www.cdslindia.com/eservices/DP/DPDatabase

Details of Membership with other Stock Exchanges as on 27-DEC-2025
Sr.No. Name of the Exchange Link for the Members
1 BSE LIMITED https://www.bseindia.com/members/MembershipDirectory.aspx
2 METROPOLITAN STOCK EXCHANGE OF INDIA LTD. https://membermatrix.msei.in/TradingMemberLocator_beta.aspx
MANAGING DIRECTOR / CEO DETAILS
Name ARUN GUPTA
Designation CHAIRMAN AND WHOLETIME DIRECTOR
COMPLIANCE OFFICER DETAILS
Name RAMPRAVESH SINGH
E-mail oj@ojfin.com
Contact Number 01149670047

ALL OFFICES         BRANCH OFFICES        SUBBROKER OFFICES
DETAILS OF DIRECTORS AS ON 27-DEC-2025
Sr.No. Director Name Designated Director
1 ARUN GUPTA Y
2 PADAM GUPTA Y
3 LOKESH GUPTA Y
4 GEETA GUPTA N

Details of Complaints received in Scores 2.0
Status
Count of opening complaints - - - - - -
Received - - - - - -
Closed - - - - - -
Count of pending complaints - - - - - -

Details of Complaints/Arbitration matters received in Online Dispute Resolution (ODR)
Summary of Complaints received:
Status
Count of opening complaints - - - - - -
Received - - - - - -
Closed - - - - - -
Count of pending complaints - - - - - -

Summary of Arbitration cases
Status
Count of opening complaints - - - - - -
Received - - - - - -
Closed - - - - - -
Count of pending complaints - - - - - -

Details of Complaints Closed through GRC (Pre ODR)

Status
Total Count of Complaints Closed - - -
Admissible Claim amount* - - -
*As decided in GRC


Disciplinary Actions taken by NSE against the Trading Member in the past 4 years as on 27-DEC-2025 The disciplinary actions include monetary / non-monetary enforcement actions taken by NSE for various non-compliances committed by Trading Members w.r.t. to NSE Rules, Byelaws, Regulations, Circulars and SEBI Regulations and Circulars
Particulars
Total monetary penalty levied on enforcement actions taken (Includes penalty levied through orders and action letters) (In Rs.) 3,79,700 0 56,100
Details of Orders issued by Member Committee of NSE
Particulars
1. Orders issued(count) 0 0 0 0
2. Orders issued details NA NA NA NA
3.Interim / Defaulter / Expulsion orders, if any, issued against the Trading Members by NSE Visit Link
Disciplinary Actions taken by other Exchanges as on 27-DEC-2025
Particulars
Orders issued by other Exchanges
SEBI Orders as on 27-DEC-2025
Particulars
Orders issued by SEBI
Disclaimer: The details of disciplinary actions or orders displayed on the website are obtained from the Securities and Exchange Board of India (SEBI) and reflects what is available on SEBI official website. Users are advised to contact SEBI directly for any queries or complaints/grievance concerning these actions. These details are provided for information purposes only and The National Stock Exchange of India Ltd. (NSE) disclaims all liability or responsibility for the accuracy, completeness, authenticity or relevance of the actions/ orders of SEBI which are displayed on NSE website.
Consent Orders against the Entity https://www.sebi.gov.in/index.html
Path- Home » Enforcement » Orders » Settlement Order
Associate Companies as on 30-SEP-2025
Sr no Name of the Company Financial Market Sector SEBI Registration Number, if any
1 O J commodities Brokers Pvt. Ltd. Stock Broker INZ000055332

Summary of trading member Information
For the 6 monthly reporting period ending
Sr no Particulars
1 Number of branches of TM (Data is as reported by member in RBS for F.Y ended March & H.Y ended September) 2 3 3 0 1 1
2 Number of employees of TM (Data is as reported by member in RBS for F.Y ended March & H.Y ended September) 40 40 54 50 50 28
3 Number of APs/affiliates registered with Exchanges 7 8 8 8 6 5
4 Total number of active clients(traded at least once in last 1 year) 809 844 869 797 732 730
5 Client Distribution
A Number of clients (UCCs) traded in equity cash segment in last 1 year 797 845 866 797 739 741
B Number of clients (UCCs) traded derivatives in last 1 year (including currencies and commodities) 134 131 123 118 111 117

Details of Client Bank Accounts disclosed to Exchange

Note:- Investors are requested to note that Stock broker is permitted to receive money from investor through designated bank accounts only named as Up streaming Client Nodal Bank Account (USCNBA). Stock broker is also required to disclose these USCNB accounts to Stock Exchange which are as under. Hence, you are requested to use following USCNB accounts only for the purpose of transferring funds to your stock broker.
Sr no Account Name Account Number IFSC Code Account Purpose
1 OJ FINANCIAL SERVICES LTD-CLIENT ACCOUNT 6012734711 KKBK0000214 CLIENT BANK ACCOUNT
2 OJ FINANCIAL SERVICES LTD-CLIENT ACCOUNT 0011102000083456 IBKL0000011 CLIENT BANK ACCOUNT
3 O.J FINANCIAL SERVICES LTD 0117002101007303 PUNB0112000 CLIENT BANK ACCOUNT
4 OJ FINANCIAL SERVICES LIMITED-USCNB 923020063036455 UTIB0000007 CLIENT BANK ACCOUNT
5 O.J. FINANCIAL SERVICES LIMITED 000383000000265 YESB0000003 CLIENT BANK ACCOUNT
6 O.J. FINANCIAL SERVICES LIMITED 00030340069924 HDFC0000003 CLIENT BANK ACCOUNT
7 O.J. FINANCIAL SERVICES LIMITED 000705042118 ICIC0000007 CLIENT BANK ACCOUNT

Trading member Net worth (as per Schedule VI of SEBI (Stock Brokers) Regulations, 1992) as on 30-Sep-2025 Rs. 697724000