IDBI CAPITAL MARKETS & SECURITIES LTD.
MEMBERS DETAILS AS ON 27-DEC-2025
Member Name IDBI CAPITAL MARKETS & SECURITIES LTD.
Trade Name IDBI CAPITAL MARKETS & SECURITIES LTD.
Member Code 07066
SEBI Registration no INZ000007237
SEBI Registration Date 31-AUG-2016
Constitution Corporate
Year of Incorporation 1993
Year of NSE Membership 1994

Segment/(s) with status


LEGEND:-
CM : Clearing Member
PCM : Professional Clearing Member
SCM : Self Clearing Member
TM : Trading Member
MFSS : Mutual Fund Service System
Sr no Segment Status
1 Capital Market (TM) Enabled
2 Capital Market (SCM) Enabled
3 Future & Options (TM) Enabled
4 Future & Options (CM) Enabled
5 Currency Futures (TM) Applied for Surrender
6 Currency Futures (CM) Enabled
7 Interest Rate Futures (TM) Applied for Surrender
8 Interest Rate Futures (CM) Enabled
9 Debt Market (TM) Enabled
10 Debt Market (CM) Not Enabled
11 MFSS Enabled
12 Commodity (TM) Not Enabled
13 Commodity (CM) Not Enabled

List of APs registered as on 27-DEC-2025 Click Here To View Authorized Person Details
List of dealing offices as on 27-DEC-2025 Click Here To View Dealing offices details of member
Listed No
Investor Grievance Email ID redressal@idbicapital.com
Types of Clients Served (Proprietary/Institutional/Retail) Proprietary, Institutional, Retail
Registered Office
Registered Office Address IDBI TOWER
  6TH FLOOR, WTC COMPLEX
  CUFFE PARADE
City MUMBAI
Pin Code 400005
Phone Number 022-43221212
Fax Number 22861212
Email ID christina.dsouza@idbicapital.com

Correspondence Office
Correspondence Office Address 6TH FLOOR, IDBI TOWER
WTC COMPLEX
COLABA, CUFFE PARADE
City MUMBAI
Pin Code 400005
Phone Number 022-22171907
Fax Number 22850785
Email ID compliance@idbicapital.com

Website Address https://idbicapital.com/detail.asp
Mobile Applications 27-DEC-2025
Sr.No. Name of Mobile Application Link for Play Store Link for App Store
1 IDBI direct 1.4 https://play.google.com/store/apps/details?id=com.tcs.IDBI https://apps.apple.com/in/app/idbidirect/id1065246498

Social Media Details 27-DEC-2025
Sr.No. Name of social media Link for social media
1 Facebook https://www.facebook.com/idbidirectofficial/
2 Instagram https://www.instagram.com/idbidirect/
3 LinkedIn https://in.linkedin.com/company/idbi-capital
4 Others Telegram
5 Others_Link https://t.me/icms1
6 Twitter https://twitter.com/idbidirect
7 YouTube IDBI Capital - YouTube

PMS SEBI Registration details https://www.sebi.gov.in/index.html
Path- Home » Intermediaries / Market Infrastructure Institutions » Recognised Intermediaries
Research Analysts details https://www.sebi.gov.in/index.html
Path- Home » Intermediaries / Market Infrastructure Institutions » Recognised Intermediaries
Investment Adviser details https://www.sebi.gov.in/index.html
Path- Home » Intermediaries / Market Infrastructure Institutions » Recognised Intermediaries
Merchant Banker https://www.sebi.gov.in/index.html
Path- Home » Intermediaries / Market Infrastructure Institutions » Recognised Intermediaries
Whether Depostitory Participant(CDSL/NSDL) as on 16-DEC-2025
Sr no Name of Depository Registration No. Link for the members
1 CDSL IN-DP-676-2022 https://www.cdslindia.com/eservices/DP/DPDatabase
2 NSDL IN-DP-676-2022 https://nsdl.co.in/direct_search.php

Details of Membership with other Stock Exchanges as on 27-DEC-2025
Sr.No. Name of the Exchange Link for the Members
1 BSE LIMITED https://www.bseindia.com/members/MembershipDirectory.aspx
MANAGING DIRECTOR / CEO DETAILS
Name KAMAL KANT UPADHYAY
Designation
COMPLIANCE OFFICER DETAILS
Name PUSHKAR VARTAK
E-mail compliance@idbicapital.com
Contact Number 22414581

ALL OFFICES         BRANCH OFFICES        SUBBROKER OFFICES
DETAILS OF DIRECTORS AS ON 27-DEC-2025
Sr.No. Director Name Designated Director
1 KAMAL KANT UPADHYAY Y
2 SUMIT PHAKKA Y
3 ARUN BANSAL Y
4 RAKESH SHARMA N
5 BASANT SETH N
6 ARUN MEHTA N
7 LALITHA RAMESWARAN N

Details of Complaints received in Scores 2.0
Status
Count of opening complaints 0 0 2 0 0 1
Count of opening complaints 0 0 2 0 0 1
Received 2 3 0 4 0 0
Received 2 3 0 4 0 0

Details of Complaints/Arbitration matters received in Online Dispute Resolution (ODR)
Summary of Complaints received:
Status
Count of opening complaints 0 0 0 0 0 0
Count of opening complaints 0 0 0 0 0 0
Received 0 0 0 0 0 0
Received 0 0 0 0 0 0

Summary of Arbitration cases
Status
Count of opening complaints 0 0 0 0 0 0
Count of opening complaints 0 0 0 0 0 0
Received 0 0 0 0 0 0
Received 0 0 0 0 0 0

Details of Complaints Closed through GRC (Pre ODR)

Status
Total Count of Complaints Closed 0 4 5
Total Count of Complaints Closed 0 4 5
*As decided in GRC


Disciplinary Actions taken by NSE against the Trading Member in the past 4 years as on 27-DEC-2025 The disciplinary actions include monetary / non-monetary enforcement actions taken by NSE for various non-compliances committed by Trading Members w.r.t. to NSE Rules, Byelaws, Regulations, Circulars and SEBI Regulations and Circulars
Particulars
Total monetary penalty levied on enforcement actions taken (Includes penalty levied through orders and action letters) (In Rs.) 5,59,700 15,11,500 10,000
Details of Orders issued by Member Committee of NSE
Particulars
1. Orders issued(count) 0 0 0 0
2. Orders issued details NA NA NA NA
3.Interim / Defaulter / Expulsion orders, if any, issued against the Trading Members by NSE Visit Link
Disciplinary Actions taken by other Exchanges as on 27-DEC-2025
Particulars
Orders issued by other Exchanges
SEBI Orders as on 27-DEC-2025
Particulars
Orders issued by SEBI
Disclaimer: The details of disciplinary actions or orders displayed on the website are obtained from the Securities and Exchange Board of India (SEBI) and reflects what is available on SEBI official website. Users are advised to contact SEBI directly for any queries or complaints/grievance concerning these actions. These details are provided for information purposes only and The National Stock Exchange of India Ltd. (NSE) disclaims all liability or responsibility for the accuracy, completeness, authenticity or relevance of the actions/ orders of SEBI which are displayed on NSE website.
Consent Orders against the Entity https://www.sebi.gov.in/index.html
Path- Home » Enforcement » Orders » Settlement Order
Associate Companies as on 30-SEP-2025
Sr no Name of the Company Financial Market Sector SEBI Registration Number, if any
1 IDBI Asset Management Limited Mutual funds, Insurance 199319
2 IDBI BANK LTD Banking 148838
3 IDBI Intech Ltd Others 124665
4 IDBI Trusteeship Services Ltd Others 131154
5 LIC Mutual Fund Asset Management Ltd Mutual funds, Insurance 77858
6 LIC Mutual Fund Trustee Private Limited Mutual funds, Insurance 139955
7 LIC Pension Fund Ltd Pension funds 176066
8 Life Insurance Corporation of India Mutual funds, Insurance 512

Summary of trading member Information
For the 6 monthly reporting period ending
Sr no Particulars
1 Number of branches of TM (Data is as reported by member in RBS for F.Y ended March & H.Y ended September) 17 17 18 18 18 18
2 Number of employees of TM (Data is as reported by member in RBS for F.Y ended March & H.Y ended September) 587 575 609 604 635 606
3 Number of APs/affiliates registered with Exchanges 34 46 47 226 232 234
4 Total number of active clients(traded at least once in last 1 year) 57731 57018 56412 54773 54211 62315
5 Client Distribution
A Number of clients (UCCs) traded in equity cash segment in last 1 year 57573 57351 56787 55132 54568 62699
B Number of clients (UCCs) traded derivatives in last 1 year (including currencies and commodities) 1145 1230 1318 1366 1501 1573

Details of Client Bank Accounts disclosed to Exchange

Note:- Investors are requested to note that Stock broker is permitted to receive money from investor through designated bank accounts only named as Up streaming Client Nodal Bank Account (USCNBA). Stock broker is also required to disclose these USCNB accounts to Stock Exchange which are as under. Hence, you are requested to use following USCNB accounts only for the purpose of transferring funds to your stock broker.
Sr no Account Name Account Number IFSC Code Account Purpose
1 IDBI CAPITAL MARKETS & SECURITIES LIMITED- MCX client ACCOUNT 57500000433022 HDFC0000060 CLIENT BANK ACCOUNT
2 IDBI Capital Markets & Securities Ltd 0004102000042565 IBKL0000004 CLIENT BANK ACCOUNT
3 IDBI CAPITAL MARKETS AND SECURITIES LTD 0004102000042176 IBKL0000004 CLIENT BANK ACCOUNT
4 IDBI Capital Markets & Securities Ltd 004102000030135 IBKL0000004 CLIENT BANK ACCOUNT
5 IDBI Capital Markets & Securities Ltd 00990610006101 HDFC0000060 CLIENT BANK ACCOUNT
6 IDBI Capital Markets & Securities Ltd 000405066071 ICIC0000004 CLIENT BANK ACCOUNT
7 IDBI Capital Markets & Securities Ltd 1232002100040476 PUNB0123200 CLIENT BANK ACCOUNT
8 IDBI Capital Markets & Securities Ltd 378901010036463 UBIN0537896 CLIENT BANK ACCOUNT
9 IDBI Capital Markets & Securities Ltd 004102000023579 IBKL0000004 CLIENT BANK ACCOUNT
10 IDBI Capital Markets & Securities Ltd 004103000035732 IBKL0000004 CLIENT BANK ACCOUNT
11 IDBI Capital Markets & Securities Ltd 004103000035750 IBKL0000004 CLIENT BANK ACCOUNT
12 IDBI Capital Markets & Securities Ltd 004103000035741 IBKL0000004 CLIENT BANK ACCOUNT

Trading member Net worth (as per Schedule VI of SEBI (Stock Brokers) Regulations, 1992) as on 30-Sep-2025 Rs. 2249060229