KOTAK SECURITIES LTD.
MEMBERS DETAILS AS ON 01-APR-2026
Member Name KOTAK SECURITIES LTD.
KOTAK SECURITIES (A CO.WITH UNLTD. LIABILITY))
Trade Name KOTAK SECURITIES LTD.
Member Code 08081
SEBI Registration no INZ000200137
SEBI Registration Date 14-SEP-2018
Constitution Corporate
Year of Incorporation 1994
Year of NSE Membership 1994

Segment/(s) with status


LEGEND:-
CM : Clearing Member
PCM : Professional Clearing Member
SCM : Self Clearing Member
TM : Trading Member
MFSS : Mutual Fund Service System
Sr no Segment Status
1 Capital Market (TM) Enabled
2 Capital Market (SCM) Enabled
3 Future & Options (TM) Enabled
4 Future & Options (CM) Enabled
5 Currency Futures (TM) Enabled
6 Currency Futures (CM) Enabled
7 Interest Rate Futures (TM) Enabled
8 Interest Rate Futures (CM) Enabled
9 Debt Market (TM) Enabled
10 Debt Market (CM) Enabled
11 MFSS Disabled
12 Commodity (TM) Enabled
13 Commodity (CM) Enabled

List of APs registered as on 01-APR-2026 Click Here To View Authorized Person Details
List of dealing offices as on 01-APR-2026 Click Here To View Dealing offices details of member
Listed No
Investor Grievance Email ID ks.escalation@kotak.com
Types of Clients Served (Proprietary/Institutional/Retail) Proprietary, Institutional, Retail
Registered Office
Registered Office Address 27BKC
  C 27
  G BLOCK, BANDRA KURLA COMPLEX, BANDRA -E
City MUMBAI
Pin Code 400021
Phone Number 022-43360000, extn : 1252
Fax Number 022-67132430
Email ID ks.compliance@kotak.com

Correspondence Office
Correspondence Office Address 8TH FLOOR KOTAK INFINITY BUILDING N, GENERAL AK VAIDYA MARG OPP FILM CITY
MALAD EAST, INFINITY PARK, OFF WESTERN EXPRESS HIGHWAY
GENERAL A K VAIDYA MARG, MALAD (EAST)
City MUMBAI
Pin Code 400097
Phone Number 022-42858286
Fax Number 67256753
Email ID ks.compliance@kotak.com

Website Address https://www.kotakneo.com/
Mobile Applications 01-APR-2026
Sr.No. Name of Mobile Application Link for Play Store Link for App Store
1 KotakWave https://play.google.com/store/apps/details?id=air.com.kotaksecurities.mobile&hl=en_IN&gl=US&pli=1 https://apps.apple.com/us/app/kotakwave/id1536117676
2 Kotak Neo: Share Market, IPO https://play.google.com/store/apps/details?id=com.kotak.neo&hl=en_IN&gl=US https://apps.apple.com/in/app/kotak-neo-stocks-mutual-fund/id1553056779

Social Media Details 01-APR-2026
Sr.No. Name of social media Link for social media
1 Facebook 1. https://www.facebook.com/kotakneo/ 2. https://www.facebook.com/KotakConnectPlus/ 3. https://www.facebook.com/kotakstockshaalaa 4. https://www.facebook.com/profile.php?id=61582253096886
2 Facebook 1. https://www.facebook.com/kotakneo/ 2. https://www.facebook.com/KotakConnectPlus/ 3. https://www.facebook.com/kotakstockshaalaa 4. https://www.facebook.com/profile.php?id=61582253096886
3 Facebook 1. https://www.facebook.com/kotakneo/ 2. https://www.facebook.com/KotakConnectPlus/ 3. https://www.facebook.com/kotakstockshaalaa 4. https://www.facebook.com/profile.php?id=61582253096886
4 Facebook 1. https://www.facebook.com/kotakneo/ 2. https://www.facebook.com/KotakConnectPlus/ 3. https://www.facebook.com/kotakstockshaalaa 4. https://www.facebook.com/profile.php?id=61582253096886
5 Facebook 1. https://www.facebook.com/kotakneo/ 2. https://www.facebook.com/KotakConnectPlus/ 3. https://www.facebook.com/kotakstockshaalaa 4. https://www.facebook.com/profile.php?id=61582253096886
6 Facebook 1. https://www.facebook.com/kotakneo/ 2. https://www.facebook.com/KotakConnectPlus/ 3. https://www.facebook.com/kotakstockshaalaa 4. https://www.facebook.com/profile.php?id=61582253096886
7 Facebook 1. https://www.facebook.com/kotakneo/ 2. https://www.facebook.com/KotakConnectPlus/ 3. https://www.facebook.com/kotakstockshaalaa 4. https://www.facebook.com/profile.php?id=61582253096886
8 Facebook 1. https://www.facebook.com/kotakneo/ 2. https://www.facebook.com/KotakConnectPlus/ 3. https://www.facebook.com/kotakstockshaalaa 4. https://www.facebook.com/profile.php?id=61582253096886
9 Facebook 1. https://www.facebook.com/kotakneo/ 2. https://www.facebook.com/KotakConnectPlus/ 3. https://www.facebook.com/kotakstockshaalaa 4. https://www.facebook.com/profile.php?id=61582253096886
10 Facebook 1. https://www.facebook.com/kotakneo/ 2. https://www.facebook.com/KotakConnectPlus/ 3. https://www.facebook.com/kotakstockshaalaa 4. https://www.facebook.com/profile.php?id=61582253096886
11 Instagram 1. https://www.instagram.com/kotakneo/ 2. https://www.instagram.com/kotakstockshaala/ 3. https://www.instagram.com/kotakconnectplus/ 4. https://www.instagram.com/tradingwithkotakneo/ 5. https://www.instagram.com/kotakneo.marathi?igsh=NGx4eWJkaGR5M3I1&utm_source=qr 6. https://www.instagram.com/kotakneo.gujarati?igsh=bm9xcjA5dzloeWN0&utm_source=qr
12 Instagram 1. https://www.instagram.com/kotakneo/ 2. https://www.instagram.com/kotakstockshaala/ 3. https://www.instagram.com/kotakconnectplus/ 4. https://www.instagram.com/tradingwithkotakneo/ 5. https://www.instagram.com/kotakneo.marathi?igsh=NGx4eWJkaGR5M3I1&utm_source=qr 6. https://www.instagram.com/kotakneo.gujarati?igsh=bm9xcjA5dzloeWN0&utm_source=qr
13 Instagram 1. https://www.instagram.com/kotakneo/ 2. https://www.instagram.com/kotakstockshaala/ 3. https://www.instagram.com/kotakconnectplus/ 4. https://www.instagram.com/tradingwithkotakneo/ 5. https://www.instagram.com/kotakneo.marathi?igsh=NGx4eWJkaGR5M3I1&utm_source=qr 6. https://www.instagram.com/kotakneo.gujarati?igsh=bm9xcjA5dzloeWN0&utm_source=qr
14 Instagram 1. https://www.instagram.com/kotakneo/ 2. https://www.instagram.com/kotakstockshaala/ 3. https://www.instagram.com/kotakconnectplus/ 4. https://www.instagram.com/tradingwithkotakneo/ 5. https://www.instagram.com/kotakneo.marathi?igsh=NGx4eWJkaGR5M3I1&utm_source=qr 6. https://www.instagram.com/kotakneo.gujarati?igsh=bm9xcjA5dzloeWN0&utm_source=qr
15 Instagram 1. https://www.instagram.com/kotakneo/ 2. https://www.instagram.com/kotakstockshaala/ 3. https://www.instagram.com/kotakconnectplus/ 4. https://www.instagram.com/tradingwithkotakneo/ 5. https://www.instagram.com/kotakneo.marathi?igsh=NGx4eWJkaGR5M3I1&utm_source=qr 6. https://www.instagram.com/kotakneo.gujarati?igsh=bm9xcjA5dzloeWN0&utm_source=qr
16 Instagram 1. https://www.instagram.com/kotakneo/ 2. https://www.instagram.com/kotakstockshaala/ 3. https://www.instagram.com/kotakconnectplus/ 4. https://www.instagram.com/tradingwithkotakneo/ 5. https://www.instagram.com/kotakneo.marathi?igsh=NGx4eWJkaGR5M3I1&utm_source=qr 6. https://www.instagram.com/kotakneo.gujarati?igsh=bm9xcjA5dzloeWN0&utm_source=qr
17 Instagram 1. https://www.instagram.com/kotakneo/ 2. https://www.instagram.com/kotakstockshaala/ 3. https://www.instagram.com/kotakconnectplus/ 4. https://www.instagram.com/tradingwithkotakneo/ 5. https://www.instagram.com/kotakneo.marathi?igsh=NGx4eWJkaGR5M3I1&utm_source=qr 6. https://www.instagram.com/kotakneo.gujarati?igsh=bm9xcjA5dzloeWN0&utm_source=qr
18 Instagram 1. https://www.instagram.com/kotakneo/ 2. https://www.instagram.com/kotakstockshaala/ 3. https://www.instagram.com/kotakconnectplus/ 4. https://www.instagram.com/tradingwithkotakneo/ 5. https://www.instagram.com/kotakneo.marathi?igsh=NGx4eWJkaGR5M3I1&utm_source=qr 6. https://www.instagram.com/kotakneo.gujarati?igsh=bm9xcjA5dzloeWN0&utm_source=qr
19 Instagram 1. https://www.instagram.com/kotakneo/ 2. https://www.instagram.com/kotakstockshaala/ 3. https://www.instagram.com/kotakconnectplus/ 4. https://www.instagram.com/tradingwithkotakneo/ 5. https://www.instagram.com/kotakneo.marathi?igsh=NGx4eWJkaGR5M3I1&utm_source=qr 6. https://www.instagram.com/kotakneo.gujarati?igsh=bm9xcjA5dzloeWN0&utm_source=qr
20 Instagram 1. https://www.instagram.com/kotakneo/ 2. https://www.instagram.com/kotakstockshaala/ 3. https://www.instagram.com/kotakconnectplus/ 4. https://www.instagram.com/tradingwithkotakneo/ 5. https://www.instagram.com/kotakneo.marathi?igsh=NGx4eWJkaGR5M3I1&utm_source=qr 6. https://www.instagram.com/kotakneo.gujarati?igsh=bm9xcjA5dzloeWN0&utm_source=qr
21 LinkedIn 1. https://www.linkedin.com/company/kotakneo/?viewAsMember=true 2. https://www.linkedin.com/company/kotackconnectplus/
22 LinkedIn 1. https://www.linkedin.com/company/kotakneo/?viewAsMember=true 2. https://www.linkedin.com/company/kotackconnectplus/
23 LinkedIn 1. https://www.linkedin.com/company/kotakneo/?viewAsMember=true 2. https://www.linkedin.com/company/kotackconnectplus/
24 LinkedIn 1. https://www.linkedin.com/company/kotakneo/?viewAsMember=true 2. https://www.linkedin.com/company/kotackconnectplus/
25 LinkedIn 1. https://www.linkedin.com/company/kotakneo/?viewAsMember=true 2. https://www.linkedin.com/company/kotackconnectplus/
26 LinkedIn 1. https://www.linkedin.com/company/kotakneo/?viewAsMember=true 2. https://www.linkedin.com/company/kotackconnectplus/
27 LinkedIn 1. https://www.linkedin.com/company/kotakneo/?viewAsMember=true 2. https://www.linkedin.com/company/kotackconnectplus/
28 LinkedIn 1. https://www.linkedin.com/company/kotakneo/?viewAsMember=true 2. https://www.linkedin.com/company/kotackconnectplus/
29 LinkedIn 1. https://www.linkedin.com/company/kotakneo/?viewAsMember=true 2. https://www.linkedin.com/company/kotackconnectplus/
30 LinkedIn 1. https://www.linkedin.com/company/kotakneo/?viewAsMember=true 2. https://www.linkedin.com/company/kotackconnectplus/
31 Others Substack
32 Others Telegram channel
33 Others Threads
34 Others Telegram Channel
35 Others Spotify channel
36 Others Whatsapp
37 Others Sound Cloud
38 Others Quora
39 Others Reddit
40 Others Telegram channel
41 Others_Link https://t.me/CurrencyCornerByKotakNeo
42 Others_Link https://whatsapp.com/channel/0029Va9ykVa1HsprX3Epa91t
43 Others_Link https://www.threads.net/@kotaksecurities?igshid=NTc4MTIwNjQ2YQ==
44 Others_Link https://open.spotify.com/user/ku62pajveynz7p0q85c1uktui
45 Others_Link https://soundcloud.com/user-123614019
46 Others_Link https://www.reddit.com/user/kotakNeo/
47 Others_Link https://substack.com/@kotakneo
48 Others_Link https://www.quora.com/profile/Kotak-Securities-6
49 Others_Link https://t.me/KotakNeo
50 Others_Link https://t.me/CommodityFocusByKotakNeo
51 Twitter 1. https://x.com/kotakneo 2. https://x.com/kotakneosupport 3. https://x.com/stockshaala 4. https://x.com/KCPOfficial_
52 Twitter 1. https://x.com/kotakneo 2. https://x.com/kotakneosupport 3. https://x.com/stockshaala 4. https://x.com/KCPOfficial_
53 Twitter 1. https://x.com/kotakneo 2. https://x.com/kotakneosupport 3. https://x.com/stockshaala 4. https://x.com/KCPOfficial_
54 Twitter 1. https://x.com/kotakneo 2. https://x.com/kotakneosupport 3. https://x.com/stockshaala 4. https://x.com/KCPOfficial_
55 Twitter 1. https://x.com/kotakneo 2. https://x.com/kotakneosupport 3. https://x.com/stockshaala 4. https://x.com/KCPOfficial_
56 Twitter 1. https://x.com/kotakneo 2. https://x.com/kotakneosupport 3. https://x.com/stockshaala 4. https://x.com/KCPOfficial_
57 Twitter 1. https://x.com/kotakneo 2. https://x.com/kotakneosupport 3. https://x.com/stockshaala 4. https://x.com/KCPOfficial_
58 Twitter 1. https://x.com/kotakneo 2. https://x.com/kotakneosupport 3. https://x.com/stockshaala 4. https://x.com/KCPOfficial_
59 Twitter 1. https://x.com/kotakneo 2. https://x.com/kotakneosupport 3. https://x.com/stockshaala 4. https://x.com/KCPOfficial_
60 Twitter 1. https://x.com/kotakneo 2. https://x.com/kotakneosupport 3. https://x.com/stockshaala 4. https://x.com/KCPOfficial_
61 YouTube 1. https://www.youtube.com/@kotakneo 2. https://www.youtube.com/@KotakStockshaala 3. https://www.youtube.com/@KotakConnectPlus 4. https://www.youtube.com/@TradingwithKotakNeo 5. https://www.youtube.com/channel/UCVs8xuxtQnu6lHykAxwLb1A 6. https://www.youtube.com/channel/UCJtQh-tvr3ummrWoCXTGDbQ
62 YouTube 1. https://www.youtube.com/@kotakneo 2. https://www.youtube.com/@KotakStockshaala 3. https://www.youtube.com/@KotakConnectPlus 4. https://www.youtube.com/@TradingwithKotakNeo 5. https://www.youtube.com/channel/UCVs8xuxtQnu6lHykAxwLb1A 6. https://www.youtube.com/channel/UCJtQh-tvr3ummrWoCXTGDbQ
63 YouTube 1. https://www.youtube.com/@kotakneo 2. https://www.youtube.com/@KotakStockshaala 3. https://www.youtube.com/@KotakConnectPlus 4. https://www.youtube.com/@TradingwithKotakNeo 5. https://www.youtube.com/channel/UCVs8xuxtQnu6lHykAxwLb1A 6. https://www.youtube.com/channel/UCJtQh-tvr3ummrWoCXTGDbQ
64 YouTube 1. https://www.youtube.com/@kotakneo 2. https://www.youtube.com/@KotakStockshaala 3. https://www.youtube.com/@KotakConnectPlus 4. https://www.youtube.com/@TradingwithKotakNeo 5. https://www.youtube.com/channel/UCVs8xuxtQnu6lHykAxwLb1A 6. https://www.youtube.com/channel/UCJtQh-tvr3ummrWoCXTGDbQ
65 YouTube 1. https://www.youtube.com/@kotakneo 2. https://www.youtube.com/@KotakStockshaala 3. https://www.youtube.com/@KotakConnectPlus 4. https://www.youtube.com/@TradingwithKotakNeo 5. https://www.youtube.com/channel/UCVs8xuxtQnu6lHykAxwLb1A 6. https://www.youtube.com/channel/UCJtQh-tvr3ummrWoCXTGDbQ
66 YouTube 1. https://www.youtube.com/@kotakneo 2. https://www.youtube.com/@KotakStockshaala 3. https://www.youtube.com/@KotakConnectPlus 4. https://www.youtube.com/@TradingwithKotakNeo 5. https://www.youtube.com/channel/UCVs8xuxtQnu6lHykAxwLb1A 6. https://www.youtube.com/channel/UCJtQh-tvr3ummrWoCXTGDbQ
67 YouTube 1. https://www.youtube.com/@kotakneo 2. https://www.youtube.com/@KotakStockshaala 3. https://www.youtube.com/@KotakConnectPlus 4. https://www.youtube.com/@TradingwithKotakNeo 5. https://www.youtube.com/channel/UCVs8xuxtQnu6lHykAxwLb1A 6. https://www.youtube.com/channel/UCJtQh-tvr3ummrWoCXTGDbQ
68 YouTube 1. https://www.youtube.com/@kotakneo 2. https://www.youtube.com/@KotakStockshaala 3. https://www.youtube.com/@KotakConnectPlus 4. https://www.youtube.com/@TradingwithKotakNeo 5. https://www.youtube.com/channel/UCVs8xuxtQnu6lHykAxwLb1A 6. https://www.youtube.com/channel/UCJtQh-tvr3ummrWoCXTGDbQ
69 YouTube 1. https://www.youtube.com/@kotakneo 2. https://www.youtube.com/@KotakStockshaala 3. https://www.youtube.com/@KotakConnectPlus 4. https://www.youtube.com/@TradingwithKotakNeo 5. https://www.youtube.com/channel/UCVs8xuxtQnu6lHykAxwLb1A 6. https://www.youtube.com/channel/UCJtQh-tvr3ummrWoCXTGDbQ
70 YouTube 1. https://www.youtube.com/@kotakneo 2. https://www.youtube.com/@KotakStockshaala 3. https://www.youtube.com/@KotakConnectPlus 4. https://www.youtube.com/@TradingwithKotakNeo 5. https://www.youtube.com/channel/UCVs8xuxtQnu6lHykAxwLb1A 6. https://www.youtube.com/channel/UCJtQh-tvr3ummrWoCXTGDbQ

PMS SEBI Registration details https://www.sebi.gov.in/index.html
Path- Home » Intermediaries / Market Infrastructure Institutions » Recognised Intermediaries
Research Analysts details https://www.sebi.gov.in/index.html
Path- Home » Intermediaries / Market Infrastructure Institutions » Recognised Intermediaries
Investment Adviser details https://www.sebi.gov.in/index.html
Path- Home » Intermediaries / Market Infrastructure Institutions » Recognised Intermediaries
Merchant Banker https://www.sebi.gov.in/index.html
Path- Home » Intermediaries / Market Infrastructure Institutions » Recognised Intermediaries
Whether Depostitory Participant(CDSL/NSDL) as on 19-MAR-2026
Sr no Name of Depository Registration No. Link for the members
1 NSDL IN-DP-629-2021 https://nsdl.co.in/direct_search.php
2 CDSL IN-DP-629-2021 https://www.cdslindia.com/eservices/DP/DPDatabase

Details of Membership with other Stock Exchanges as on 01-APR-2026
Sr.No. Name of the Exchange Link for the Members
1 MULTI COMMODITY EXCHANGE OF INDIA LTD. https://www.mcxindia.com/membership/notice-board/Member-AP-Details
2 METROPOLITAN STOCK EXCHANGE OF INDIA LTD. https://membermatrix.msei.in/TradingMemberLocator_beta.aspx
3 NATIONAL COMMODITY & DERIVATIVES EXCHANGE LTD. https://www.ncdex.com/member_directory
4 BSE LIMITED https://www.bseindia.com/members/MembershipDirectory.aspx
MANAGING DIRECTOR / CEO DETAILS
Name JAIDEEP HANSRAJ
Designation
COMPLIANCE OFFICER DETAILS
Name HIREN S. THAKKAR
E-mail ks.compliance@kotak.com
Contact Number 02242858484

ALL OFFICES         BRANCH OFFICES        SUBBROKER OFFICES
DETAILS OF DIRECTORS AS ON 01-APR-2026
Sr.No. Director Name Designated Director
1 SHRIPAL SHAH Y
2 PRATIK GUPTA Y
3 TRIVIKRAM KAMATH N
4 FALGUNI NAYAR N
5 SHANTI EKAMBARAM N
6 JAIDEEP HANSRAJ N
7 NOSHIR DASTUR N

Details of Complaints received in Scores 2.0
Status
Count of opening complaints - 36 83 85 70 73
Received - 37 46 75 69 69
Closed - 26 93 77 54 72
Count of pending complaints - 47 36 83 85 70

Details of Complaints/Arbitration matters received in Online Dispute Resolution (ODR)
Summary of Complaints received:
Status
Count of opening complaints - 5 10 12 6 11
Received - 11 6 9 10 7
Closed - 7 11 11 4 12
Count of pending complaints - 9 5 10 12 6

Summary of Arbitration cases
Status
Count of opening complaints - 5 2 2 2 0
Received - 0 3 0 0 2
Closed - 1 0 0 0 0
Count of pending complaints - 4 5 2 2 2

Details of Complaints Closed through GRC (Pre ODR)

Status
Total Count of Complaints Closed - 0 34
Admissible Claim amount* - 0 1849339
*As decided in GRC


Disciplinary Actions taken by NSE against the Trading Member in the past 4 years as on 01-APR-2026 The disciplinary actions include monetary / non-monetary enforcement actions taken by NSE for various non-compliances committed by Trading Members w.r.t. to NSE Rules, Byelaws, Regulations, Circulars and SEBI Regulations and Circulars
Particulars
Total monetary penalty levied on enforcement actions taken (Includes penalty levied through orders and action letters) (In Rs.) 12,34,300 51,94,532 0
Details of Orders issued by Member Committee of NSE
Particulars
1. Orders issued(count) 4 0 2 0
2. Orders issued details NA NA
3.Interim / Defaulter / Expulsion orders, if any, issued against the Trading Members by NSE Visit Link
Disciplinary Actions taken by other Exchanges as on 01-APR-2026
Particulars
Orders issued by other Exchanges

SEBI Orders as on 01-APR-2026
Particulars
Orders issued by SEBI
Disclaimer: The details of disciplinary actions or orders displayed on the website are obtained from the Securities and Exchange Board of India (SEBI) and reflects what is available on SEBI official website. Users are advised to contact SEBI directly for any queries or complaints/grievance concerning these actions. These details are provided for information purposes only and The National Stock Exchange of India Ltd. (NSE) disclaims all liability or responsibility for the accuracy, completeness, authenticity or relevance of the actions/ orders of SEBI which are displayed on NSE website.
Consent Orders against the Entity https://www.sebi.gov.in/index.html
Path- Home » Enforcement » Orders » Settlement Order
Associate Companies as on 30-SEP-2025
Sr no Name of the Company Financial Market Sector SEBI Registration Number, if any
1 Nimish Desai Others NA
2 Kotak Mahindra Financial Services Limited Others "Financial Services Permission # 200051 Validity - Perpetual"
Others "Reg No. 000005672 Valid from 12 July 2023 to 12 Jul 2024"
Others NA
3 Kotak Mahindra Bank Limited Others L65110MH1985PLC038137
4 G. Saraswathi Others NA
5 Shanti Ekambaram Others NA
6 Neha Sheth Others NA
7 Kruti Shah Others NA
8 Daksha Killawalla Others NA
9 Vishwa Shah Others NA
10 Suhasini Jayaram Kamath Others NA
11 Indira Kotak Others NA
12 Parasmal Shah Others NA
13 Ashwini Kamath Loeb Others NA
14 Kotak Alternate Asset Managers Limited Formerly known as Kotak Investment Advisors Limited Others U65990MH1994PLC077472
15 Pragati Jain Others NA
16 Anya Gupta Others NA
17 Shivkaran Trust Others NA
18 Kotak Mahindra Bank Ltd. Custodians IN/CUS/017
Others 1) Banking License No. 73
Others 11-38137 CIN - L65110MH1985PLC038137"
Others 13/170/2020
Others 2) Licence No. 01/2003
Others 3) IFSC Banking unit (IBU) in GIFT City
Others ARN-1390
Others CA0250
Others CL3338
Others IFSC/CUS/2021-22/004
Others IN-DP-641-2021
Others INBI00000927
Others INZ000202338
Others INZ000276847
Others INZ000276847
Others INZ000276847
Others INZ000276847
Others POP47092018
19 SONATA FINANCE PRIVATE LIMITED Others U65921UP1995PTC035286
20 Infina Finance Private Limited Others ¿U67120MH1996PTC098584
Others CIN - U67120MH1996PTC098584
21 Kotak Karma Foundation Others "Reg.No: 405387 CIN: U88900MH2023NPL405387 Validity: Perpetual DOI: 26/06/2023"
Others U88900MH2023NPL405387
22 Kotak Mahindra Trustee Company Limited Others U65990MH1995PLC090279
Others U65990MH1995PLC090279¿
23 Kotak Infrastructure Debt Fund Limited Others Registered as Non Banking Financial Company License No. N-13.02177 dated 6.4.2017
Others U65910MH1988PLC048450
24 Kayomars Faramarz Doomasia Others NA
25 Avan Doomasia Others NA
26 Harsha Sheth Others NA
27 Sanjana Hansraj Others NA
28 Bhairavi Gheewalla Others NA
29 Aditi Arya Others NA
30 Dhawal Kotak Others NA
31 Kotak Mahindra UK Limited Others INUKFP215416
Others F000049
Others Licence number: CMS100061
Others NA
Others reference number: 171837
32 The Angels Education Trust Others NA
33 Triansh Technology Solutions LLP Others NA
34 Krishnakant M Desai HUF Others NA
35 Shanti Family Trust Others NA
36 Divya Balakrishnan she has never worked in India and not applied for/allotted PAN Others NA
37 Tisha Shah Others NA
38 Uday S Kotak HUF Karta Others NA
39 Suresh Kotak Others NA
40 Raykunwari Shah Others NA
41 Zurich Kotak General Insurance Company India Limited Earlier known as Kotak Mahindra General Insurance Company Limited Others U66000MH2014PLC260291¿
42 Bhoomika Nair Others NA
43 Pratik Gupta Others NA
44 Bayjool Desai Others NA
45 Varsha Deepak Sancheti Others NA
46 Noah Shaw Others NA
47 Rafael Prasad not applied for/allotted PAN Others NA
48 Sanjeev Prasad Others NA
49 Sanosh Doomasia Others NA
50 Sanjeev Hansraj Others NA
51 PKC Infratrade OPC Private Limited Others U74999GJ2017OPC096644¿
52 Pramila Shah Others NA
53 Kotak Mahindra Inc. Others NA
Others Reg No: CRD No: 47251 Dated: October 26 1999 renewable yearly ¿¿
Others Reg No:File No: 8-51740 Dated: October 26 1999 Validity - Perpetual
Others Registered with¿ State of Delaware Under Section 1304¿ of the Business¿ Corporation law. Date of Incorporation 25th June, 1998. Validity - Perpetual.
54 Kotak Mahindra Trusteeship Services Limited Others The Company acts as Trustee for¿ SEBI Registered Venture Capital Fund and Alternate Investment fund.
Others U65991MH2000PLC125008¿
55 IVY Product Intermediaries Limited Others U85110MH1987PLC294572
56 Trivikram Kamath Others NA
57 Aria Gupta Others NA
58 Neetu Gupta Others NA
59 IVY Product Intermediaries Limited formerly known as ING Vysya Financial Services Ltd. Others 294572
60 Fixerra Private Limited Others ¿U67100MH2023PTC397051
61 Sarita R Gupta Others NA
62 Devang Gheewalla Others NA
63 Anoushka Vaswani Others NA
64 Ashok Vaswani Others NA
65 Girish Yashwant Dixit Others NA
66 Nirali Chandaria Others NA
67 ING Vysya Foundation Others NA
68 Kotak Mahindra Investments Limited Others Non- Banking License B-13.01356 Dated :08.09.2000
Others U65900MH1988PLC047986
69 Nishit Sheth Appointed w.e.f. July 23 2025 Others NA
70 Veena Sheth Others NA
71 Rahul Jaideep Hansraj Others NA
72 Vaishali Sandeep Chordia Others NA
73 Jaideep Hansraj Others NA
74 Usha Vasanth Kini Others NA
75 Shripal Shah Others NA
76 Kotak Mahindra Asset Management Singapore Pte Limited Others NA
77 Anvita Trivikram Kamath Others NA
78 Mridula Sadashiva Kamath Others NA
79 Phoenix ARC Private Limited Others 009/2008
Others U67190MH2007PTC168303
80 Satish Chandra Gupta Others NA
81 SC Gupta HUF Others NA
82 Amit K. Desai HUF Others NA
83 Uday S Kotak Others NA
84 Ishana Girish Dixit Others NA
85 Madhuri Yashwant Dixit Others NA
86 Rajendra Kumar Prasad Others NA
87 Gajju Technologies Private Limited Others U74999MH2017PTC301676¿
88 Danesh Doomasia Others NA
89 Kotak Mahindra Asset Management Company Limited Others IN/AIF3/21-22/0967
Others INP000000837
Others MF/038/98/1
Others U65991MH1994PLC080009
90 Chanchal Shantilal Chordia Others NA
91 Sandeep Chordia Others NA
92 Aarti Chandaria Others NA
93 GTA Solutions Private Limited Others NA
94 BSS Microfinance Limited Others U74899KA1994PLC049746
95 Kotak Mahindra Pension Fund Limited Others PFRDA/PF/2021/006
Others U67200MH2009PLC191144
96 Neetha Jain Others NA
97 Kotak Securities Limited Superannuation Fund Scheme Others NA
98 BSS Microfinance limited Others Registration No: CA0882
99 Kotak Mahindra Assets Management Singapore Pte.limited Others 201406526Z
Others 286032
Others FPI Regn No: INSGFP057717
Others License Number: CMS100514
100 Sunita Prasad Others NA
101 Visionary Financepeer Private Limited Others U67200MH2017PTC292862
102 Sonata Finance Private Limited Others U65921UP1995PTC035286
103 Shobha Srivastava Others NA
104 Nilesh Sheth Others NA
105 Varun Dinkar Gogri Others NA
106 Archana Jaideep Hansraj Others NA
107 Pratik Gheewalla Others NA
108 Ashimara Housing Private Limited Others U70200DL2016PTC300960
109 Sanchit Triparti Others NA
110 Jay Kotak Others NA
111 Shripal Parasmal Shah Huf Others NA
112 Anshul Trivikram Kamath Others NA
113 Kotak Securities Limited Employees Gratuity Fund Others NA
114 Ritish Desai Others NA
115 Amit Desai Others NA
116 Zurich Kotak General Insurance Company India Limited Others 152
117 Anukriya Foundation Others U85320MH2018NPL310228
118 Sucheta Kulkarni Others NA
119 Ayushi Chandaria Others NA
120 Kotak Mahindra Life Insurance Company Limited Others 107
Others U66030MH2000PLC128503¿
121 Kotak Mahindra Capital Company Limited Others INM000008704
Others U67120MH1995PLC134050¿
122 Kotak Mahindra Prime Limited Others "CA0271 Dated 6th April 2016, further renewed on 1st February 2024. "
Others B -13.00994 dated 3/9/1998
Others U67200MH1996PLC097730 dated 28/02/1996
Others U67200MH1996PLC097730¿
123 Mehernosh Bhagat Others NA
124 Gool Bhagat Others NA
125 Sahil Sandeep Chordia Others NA
126 Shantilal Fulchand Chordia Others NA
127 Khushi Gheewalla Others NA
128 Lucent Mines and Mineral Private Limited Others U26911GJ2012PTC070230
129 Suresh A Kotak HUF Member Others NA
130 Kotak Mahindra International Limited Others 12499/712 C1/GBL
Others 13/706/2014
Others NA
Others OC94000815
Others Reg No: CRD No: 47251
131 Shirley Kamath Others NA
132 Pallavi Kotak Others NA
133 Brij Hospitality Private Limited Others U55101RJ2022PTC079538
134 Jeevitam Livelihood Tech Solution Private Limited Formerly known as VSS Tech Solution Private Limited Others U72200DL2015PTC277983
135 Kotak Alternate Asset Managers Limited Others ARN No- ARN-261837¿ Validity - Jan 17, 2023 to Jan 16, 2026
Others Investment Advisor, Registration No: INA000012519 dated 25 Feb, 2019.
Others Investment Advisory registration with U.S. Securities and Exchange Commission
Others PMS Registration No.:INP000004987
Others The Company act as a Fund Management Entity (Non-Retail) with International Financial Services Centres Authority (IFSCA) vide registration number IFSCA/FME/II/029/2022-23
Others The Company acts as Investment Manager for¿ SEBI Registered Venture Capital Fund and Alternate Investment fund.
136 Kushal Sandeep Chordia Others NA
137 Veena Vaswani Others NA

Summary of trading member Information
For the 6 monthly reporting period ending
Sr no Particulars
1 Number of branches of TM (Data is as reported by member in RBS for F.Y ended March & H.Y ended September) 150 155 157 164 174 179
2 Number of employees of TM (Data is as reported by member in RBS for F.Y ended March & H.Y ended September) 5977 6350 6771 6170 5863 5032
3 Number of APs/affiliates registered with Exchanges 1424 1563 1543 1633 2151 2358
4 Total number of active clients(traded at least once in last 1 year) 1398245 1475634 1415539 1202612 993072 916352
5 Client Distribution
A Number of clients (UCCs) traded in equity cash segment in last 1 year 1224796 1295179 1236736 1054985 901020 868268
B Number of clients (UCCs) traded derivatives in last 1 year (including currencies and commodities) 436537 527059 531704 416642 278274 196092

Details of Client Bank Accounts disclosed to Exchange

Note:- Investors are requested to note that Stock broker is permitted to receive money from investor through designated bank accounts only named as Up streaming Client Nodal Bank Account (USCNBA). Stock broker is also required to disclose these USCNB accounts to Stock Exchange which are as under. Hence, you are requested to use following USCNB accounts only for the purpose of transferring funds to your stock broker.
Sr no Account Name Account Number IFSC Code Account Purpose
1 KOTAK SECURITIES Limited- USCNB Account 5313986959 KKBK0000958 CLIENT BANK ACCOUNT
2 KOTAK SECURITIES Limited- USCNB Account 010150000057 HDFC0000060 CLIENT BANK ACCOUNT
3 KOTAK SECURITIES Limited- USCNB Account 000405009225 ICIC0000004 CLIENT BANK ACCOUNT
4 KOTAK SECURITIES Limited- USCNB Account 09582650006898 KKBK0000958 CLIENT BANK ACCOUNT
5 KOTAK SECURITIES Limited- USCNB Account 09582650000173 KKBK0000958 CLIENT BANK ACCOUNT
6 KOTAK SECURITIES Limited- USCNB Account 10996687630 SBIN0011777 CLIENT BANK ACCOUNT
7 KOTAK SECURITIES Limited- USCNB Account 09582540004471 KKBK0000958 CLIENT BANK ACCOUNT
8 KOTAK SECURITIES Limited- USCNB Account 200000611703 INDB0000006 CLIENT BANK ACCOUNT
9 KOTAK SECURITIES Limited- USCNB Account 31824747230 SBIN0011777 CLIENT BANK ACCOUNT
10 KOTAK SECURITIES Limited- USCNB Account 000405052554 ICIC0000004 CLIENT BANK ACCOUNT
11 KOTAK SECURITIES Limited- USCNB Account 09582540000851 KKBK0000958 CLIENT BANK ACCOUNT
12 KOTAK SECURITIES Limited- USCNB Account 004010200030250 UTIB0000004 CLIENT BANK ACCOUNT
13 KOTAK SECURITIES Limited- USCNB Account 5011780705 KKBK0000958 CLIENT BANK ACCOUNT
14 Kotak Securities Limited - USCNB Account 57500001317575 HDFC0000060 CLIENT BANK ACCOUNT

Trading member Net worth (as per Schedule VI of SEBI (Stock Brokers) Regulations, 1992) as on 30-Sep-2025 Rs. 83752673302