SYKES & RAY EQUITIES (I) LTD.
MEMBERS DETAILS AS ON 08-NOV-2025
Member Name SYKES & RAY EQUITIES (I) LTD.
Trade Name SYKES & RAY EQUITIES (I) LTD.
Member Code 07277
SEBI Registration no INZ000199833
SEBI Registration Date 12-SEP-2018
Constitution Corporate
Year of Incorporation 1994
Year of NSE Membership 1994

Segment/(s) with status


LEGEND:-
CM : Clearing Member
PCM : Professional Clearing Member
SCM : Self Clearing Member
TM : Trading Member
MFSS : Mutual Fund Service System
Sr no Segment Status
1 Capital Market (TM) Enabled
2 Capital Market (SCM) Enabled
3 Future & Options (TM) Enabled
4 Future & Options (SCM) Not Enabled
5 Currency Futures (TM) Applied for Surrender
6 Interest Rate Futures (TM) Applied for Surrender
7 MFSS Enabled
8 Commodity (TM) Enabled
9 Commodity (SCM) Enabled

List of APs registered as on 08-NOV-2025 Click Here To View Authorized Person Details
List of dealing offices as on 08-NOV-2025 Click Here To View Dealing offices details of member
Listed No
Investor Grievance Email ID compliance@sre.co.in
Types of Clients Served (Proprietary/Institutional/Retail) Proprietary, Institutional, Retail
Registered Office
Registered Office Address 3RD FLOOR, CAMA BLDG
  24, DALAL STREET
  FORT
City MUMBAI
Pin Code 400001
Phone Number 022-61937300
Fax Number 22650575
Email ID sidhant@sre.co.in

Correspondence Office
Correspondence Office Address OFFICE NO. CRD-2,, CAMA BUILDING
3RD FLOOR, DALAL STREET
NEXT TO BSE BLDG., FORT
City MUMBAI
Pin Code 400001
Phone Number 022-61937300
Fax Number 22650575
Email ID compliance@sre.co.in

Website Address https://www.sre.co.in/contact-us
Mobile Applications 08-NOV-2025
Sr.No. Name of Mobile Application Link for Play Store Link for App Store
1 SREKLIK https://play.google.com/store/apps/details?id=com.saral_info.moneymaker.sremumbai https://apps.apple.com/us/app/sreklik/id1635295916
2 SREDGE https://play.google.com/store/apps/details?id=com.sre.xts https://apps.apple.com/us/app/sremf/id1479272264
3 SREMF https://play.google.com/store/apps/details?id=com.sykes.ray.equities https://apps.apple.com/us/app/sremf/id1479272264
4 TradeWeb https://play.google.com/store/apps/details?id=com.tradeplus.tradeweb.sykes https://apps.apple.com/us/app/tradeweb-backoffice/id1601410696

Social Media Details 08-NOV-2025
Sr.No. Name of social media Link for social media
1 Facebook Sykes N Ray Equities
2 Instagram sykesandrayequities
3 LinkedIn Sykes & Ray Equities(I) Ltd.
4 Others Whatsapp
5 Others_Link https://wa.me/9136561157, https://wa.me/7777011159
6 Twitter Sykesandrayequities
7 YouTube Sykes & Ray Equities(I) Ltd.

PMS SEBI Registration details https://www.sebi.gov.in/index.html
Path- Home » Intermediaries / Market Infrastructure Institutions » Recognised Intermediaries
Research Analysts details https://www.sebi.gov.in/index.html
Path- Home » Intermediaries / Market Infrastructure Institutions » Recognised Intermediaries
Investment Adviser details https://www.sebi.gov.in/index.html
Path- Home » Intermediaries / Market Infrastructure Institutions » Recognised Intermediaries
Merchant Banker https://www.sebi.gov.in/index.html
Path- Home » Intermediaries / Market Infrastructure Institutions » Recognised Intermediaries
Whether Depostitory Participant(CDSL/NSDL) as on 09-OCT-2025
Sr no Name of Depository Registration No. Link for the members
1 NSDL NA https://nsdl.co.in/direct_search.php
2 CDSL IN-DP-102-2015 https://www.cdslindia.com/eservices/DP/DPDatabase

Details of Membership with other Stock Exchanges as on 08-NOV-2025
Sr.No. Name of the Exchange Link for the Members
1 BSE LIMITED https://www.bseindia.com/members/MembershipDirectory.aspx
MANAGING DIRECTOR / CEO DETAILS
Name ANUP R GUPTA
Designation
COMPLIANCE OFFICER DETAILS
Name SIDHANT RAMAKANT PRABHU
E-mail sidhant@sre.co.in
Contact Number 61937300

ALL OFFICES         BRANCH OFFICES        SUBBROKER OFFICES
DETAILS OF DIRECTORS AS ON 08-NOV-2025
Sr.No. Director Name Designated Director
1 KARUNESH KUMAR VARMA Y
2 SUDHIR MARUTI MARATHE Y
3 SIDHANT PRABHU Y
4 ANUP RAJARAM GUPTA Y
5 SHARAD HARLALKA N
6 YOGESH RAJARAM GUPTA N
7 AKANSHA BECTOR N
8 REKHA NAGORI N

Details of Complaints received in Scores 2.0
Status
Count of opening complaints - 1 0 1 0 -
Received - 0 1 0 1 -
Closed - 1 0 1 0 -
Count of pending complaints - 0 1 0 1 -

Details of Complaints/Arbitration matters received in Online Dispute Resolution (ODR)
Summary of Complaints received:
Status
Count of opening complaints - 0 0 0 0 -
Received - 0 0 0 0 -
Closed - 0 0 0 0 -
Count of pending complaints - 0 0 0 0 -

Summary of Arbitration cases
Status
Count of opening complaints - 0 0 0 0 -
Received - 0 0 0 0 -
Closed - 0 0 0 0 -
Count of pending complaints - 0 0 0 0 -

Details of Complaints Closed through GRC (Pre ODR)

Status
Total Count of Complaints Closed - - -
Admissible Claim amount* - - -
*As decided in GRC


Disciplinary Actions taken by NSE against the Trading Member in the past 4 years as on 08-NOV-2025 The disciplinary actions include monetary / non-monetary enforcement actions taken by NSE for various non-compliances committed by Trading Members w.r.t. to NSE Rules, Byelaws, Regulations, Circulars and SEBI Regulations and Circulars
Particulars
Total monetary penalty levied on enforcement actions taken (Includes penalty levied through orders and action letters) (In Rs.) 5,00,000 91,000 60,000
Details of Orders issued by Member Committee of NSE
Particulars
1. Orders issued(count) 0 0 0 0
2. Orders issued details NA NA NA NA
3.Interim / Defaulter / Expulsion orders, if any, issued against the Trading Members by NSE Visit Link
Disciplinary Actions taken by other Exchanges as on 08-NOV-2025
Particulars
Orders issued by other Exchanges
SEBI Orders as on 08-NOV-2025
Particulars
Orders issued by SEBI
Disclaimer: The details of disciplinary actions or orders displayed on the website are obtained from the Securities and Exchange Board of India (SEBI) and reflects what is available on SEBI official website. Users are advised to contact SEBI directly for any queries or complaints/grievance concerning these actions. These details are provided for information purposes only and The National Stock Exchange of India Ltd. (NSE) disclaims all liability or responsibility for the accuracy, completeness, authenticity or relevance of the actions/ orders of SEBI which are displayed on NSE website.
Consent Orders against the Entity https://www.sebi.gov.in/index.html
Path- Home » Enforcement » Orders » Settlement Order
Associate Companies as on 31-MAR-2025
Sr no Name of the Company Financial Market Sector SEBI Registration Number, if any
1 Sykes and Ray Equities Mumbai Private Limited NBFC N.13.02017

Summary of trading member Information
For the 6 monthly reporting period ending
Sr no Particulars
1 Number of branches of TM (Data is as reported by member in RBS for F.Y ended March & H.Y ended September) NA 24 24 26 15 18
2 Number of employees of TM (Data is as reported by member in RBS for F.Y ended March & H.Y ended September) NA 212 225 212 146 148
3 Number of APs/affiliates registered with Exchanges 187 207 207 268 304 287
4 Total number of active clients(traded at least once in last 1 year) 13620 13748 12689 11582 11180 12837
5 Client Distribution
A Number of clients (UCCs) traded in equity cash segment in last 1 year 13719 13834 12808 11698 11358 13053
B Number of clients (UCCs) traded derivatives in last 1 year (including currencies and commodities) 886 941 876 901 894 868

Details of Client Bank Accounts disclosed to Exchange

Note:- Investors are requested to note that Stock broker is permitted to receive money from investor through designated bank accounts only named as Up streaming Client Nodal Bank Account (USCNBA). Stock broker is also required to disclose these USCNB accounts to Stock Exchange which are as under. Hence, you are requested to use following USCNB accounts only for the purpose of transferring funds to your stock broker.
Sr no Account Name Account Number IFSC Code Account Purpose
1 SYKES & RAY EQUITIES INDIA LTD-USCNB 200000092504 INDB0000001 CLIENT BANK ACCOUNT
2 M/S.SYKES AND RAY EQUITIES I LTD-USCNB 59213234567890 HDFC0003699 CLIENT BANK ACCOUNT
3 SYKES & RAY EQUITIES INDIA LTD-USCNB 00600340040729 HDFC0000060 CLIENT BANK ACCOUNT
4 SYKES & RAY EQUITIES INDIA LTD-USCNB 00600340040746 HDFC0000060 CLIENT BANK ACCOUNT
5 SYKES & RAY EQUITIES INDIA LTD-USCNB 00600340040736 HDFC0000060 CLIENT BANK ACCOUNT
6 SYKES & RAY EQUITIES INDIA LTD NSE-USCNB 004010200022987 UTIB0000004 CLIENT BANK ACCOUNT
7 SYKES & RAY EQUITIES INDIA LTD-USCNB 004010200024967 UTIB0000004 CLIENT BANK ACCOUNT
8 SYKES & RAY EQUITIES INDIA LTD-USCNB 004010200169813 UTIB0000004 CLIENT BANK ACCOUNT
9 Sykes & Ray Equities (I) Limited-USCNB Account 000405158583 ICIC0000004 CLIENT BANK ACCOUNT
10 SYKES AND RAY EQUITIES (I) LTD - USCNB 6849790966 KKBK0000958 CLIENT BANK ACCOUNT

Trading member Net worth (as per Schedule VI of SEBI (Stock Brokers) Regulations, 1992) as on 31-Mar-2025 Rs. 1196780950