INVESTERIA FINANCIAL SERVICES PRIVATE LIMITED
MEMBERS DETAILS AS ON 24-SEP-2025
Member Name INVESTERIA FINANCIAL SERVICES PRIVATE LIMITED
Trade Name INVESTERIA FINANCIAL SERVICES PRIVATE LIMITED
Member Code 14452
SEBI Registration no INZ000225432
SEBI Registration Date 26-FEB-2019
Constitution Corporate
Year of Incorporation 2011
Year of NSE Membership 2011

Segment/(s) with status


LEGEND:-
CM : Clearing Member
PCM : Professional Clearing Member
SCM : Self Clearing Member
TM : Trading Member
MFSS : Mutual Fund Service System
Sr no Segment Status
1 Capital Market (TM) Enabled
2 Capital Market (SCM) Disabled
3 Future & Options (TM) Enabled
4 Currency Futures (TM) Disabled
5 Interest Rate Futures (TM) Disabled
6 MFSS Disabled

List of APs registered as on 24-SEP-2025 Click Here To View Authorized Person Details
List of dealing offices as on 24-SEP-2025 Click Here To View Dealing offices details of member
Listed No
Investor Grievance Email ID grievance@investeria.in
Types of Clients Served (Proprietary/Institutional/Retail) Proprietary, Retail
Registered Office
Registered Office Address 1003,, Ruby Crescent Business Boulevard
  10th Floor, Ashok Chakrawarthy Road
  Nr. Axis Bank,, Kandivali East
City MUMBAI
Pin Code 400101
Phone Number 22-9326098680
Fax Number
Email ID compliance@investeria.in

Correspondence Office
Correspondence Office Address 1003, RUBY CRESCENT BUSINESS BOULEVARD
10TH FLOOR, ASHOK CHAKRAWARTHY ROAD
NR. AXIS BANK,, KANDIVALI EAST
City MUMBAI
Pin Code 400101
Phone Number 0-9326098680
Fax Number 49603387
Email ID compliance@investeria.in

Website Address https://investeria.in/index.html
Mobile Applications 24-SEP-2025
No Records Found

Social Media Details 24-SEP-2025
No Records Found

PMS SEBI Registration details https://www.sebi.gov.in/index.html
Path- Home » Intermediaries / Market Infrastructure Institutions » Recognised Intermediaries
Research Analysts details https://www.sebi.gov.in/index.html
Path- Home » Intermediaries / Market Infrastructure Institutions » Recognised Intermediaries
Investment Adviser details https://www.sebi.gov.in/index.html
Path- Home » Intermediaries / Market Infrastructure Institutions » Recognised Intermediaries
Merchant Banker https://www.sebi.gov.in/index.html
Path- Home » Intermediaries / Market Infrastructure Institutions » Recognised Intermediaries
Whether Depostitory Participant(CDSL/NSDL) as on 07-AUG-2025
Sr no Name of Depository Registration No. Link for the members
1 NSDL NA https://nsdl.co.in/direct_search.php
2 CDSL IN-DP-297-2016 https://www.cdslindia.com/eservices/DP/DPDatabase

Details of Membership with other Stock Exchanges as on 24-SEP-2025
Sr.No. Name of the Exchange Link for the Members
1 NATIONAL COMMODITY & DERIVATIVES EXCHANGE LTD. https://www.ncdex.com/member_directory
2 BSE LIMITED https://www.bseindia.com/members/MembershipDirectory.aspx
3 METROPOLITAN STOCK EXCHANGE OF INDIA LIMITED https://membermatrix.msei.in/TradingMemberLocator_beta.aspx
MANAGING DIRECTOR / CEO DETAILS
Name SANJAY VISHNUDAS KOTAK
Designation CEO
COMPLIANCE OFFICER DETAILS
Name SANJAY VISHNUDAS KOTAK
E-mail compliance@investeria.in
Contact Number 02261642928

ALL OFFICES         BRANCH OFFICES        SUBBROKER OFFICES
DETAILS OF DIRECTORS AS ON 24-SEP-2025
Sr.No. Director Name Designated Director
1 IMTIYAZ QURESHI Y
2 SANJAY KOTAK Y
3 SHANKAR KHANDELWAL Y
4 JITESH SHAH Y
5 KAPIL VASHISHTHA Y
6 PRAVIN PRAKASH SALVI N
7 MADHU N LAHOTI N

Details of Complaints received in Scores 2.0
Status
Count of opening complaints - - - - - -
Received - - - - - -
Closed - - - - - -
Count of pending complaints - - - - - -

Details of Complaints/Arbitration matters received in Online Dispute Resolution (ODR)
Summary of Complaints received:
Status
Count of opening complaints - - - - - -
Received - - - - - -
Closed - - - - - -
Count of pending complaints - - - - - -

Summary of Arbitration cases
Status
Count of opening complaints - - - - - -
Received - - - - - -
Closed - - - - - -
Count of pending complaints - - - - - -

Details of Complaints Closed through GRC (Pre ODR)

Status
Total Count of Complaints Closed - - -
Admissible Claim amount* - - -
*As decided in GRC


Disciplinary Actions taken by NSE against the Trading Member in the past 4 years as on 24-SEP-2025 The disciplinary actions include monetary / non-monetary enforcement actions taken by NSE for various non-compliances committed by Trading Members w.r.t. to NSE Rules, Byelaws, Regulations, Circulars and SEBI Regulations and Circulars
Particulars
Total monetary penalty levied on enforcement actions taken (Includes penalty levied through orders and action letters) (In Rs.) 0 0 10,000
Details of Orders issued by Member Committee of NSE
Particulars
1. Orders issued(count) 1 0 0 0
2. Orders issued details NA NA NA
3.Interim / Defaulter / Expulsion orders, if any, issued against the Trading Members by NSE Visit Link
Disciplinary Actions taken by other Exchanges as on 24-SEP-2025
Particulars
Orders issued by other Exchanges
SEBI Orders as on 24-SEP-2025
Particulars
Orders issued by SEBI
Disclaimer: The details of disciplinary actions or orders displayed on the website are obtained from the Securities and Exchange Board of India (SEBI) and reflects what is available on SEBI official website. Users are advised to contact SEBI directly for any queries or complaints/grievance concerning these actions. These details are provided for information purposes only and The National Stock Exchange of India Ltd. (NSE) disclaims all liability or responsibility for the accuracy, completeness, authenticity or relevance of the actions/ orders of SEBI which are displayed on NSE website.
Consent Orders against the Entity https://www.sebi.gov.in/index.html
Path- Home » Enforcement » Orders » Settlement Order
Associate Companies as on 31-MAR-2025
Sr no Name of the Company Financial Market Sector SEBI Registration Number, if any

Summary of trading member Information
For the 6 monthly reporting period ending
Sr no Particulars
1 Number of branches of TM (Data is as reported by member in RBS for F.Y ended March & H.Y ended September) 4 0 NA NA NA NA
2 Number of employees of TM (Data is as reported by member in RBS for F.Y ended March & H.Y ended September) 10 5 NA NA NA NA
3 Total number of active clients(traded at least once in last 1 year) 3 2 NA NA NA 32
4 Number of APs/affiliates registered with Exchanges - - - - - 47
5 Client Distribution
A Number of clients (UCCs) traded in equity cash segment in last 1 year 3 1 0 0 0 35
B Number of clients (UCCs) traded derivatives in last 1 year (including currencies and commodities) 3 2 0 0 0 2
C % of TM volume coming from proprietary trades (If any)
CD NA NA NA NA NA NA
CM 0.0006% 0.0000% NA NA NA NA
FO 0.0013% 0.0000% NA NA NA NA
CO NA NA NA NA NA NA

Details of Client Bank Accounts disclosed to Exchange

Note:- Investors are requested to note that Stock broker is permitted to receive money from investor through designated bank accounts only named as Up streaming Client Nodal Bank Account (USCNBA). Stock broker is also required to disclose these USCNB accounts to Stock Exchange which are as under. Hence, you are requested to use following USCNB accounts only for the purpose of transferring funds to your stock broker.
Sr no Account Name Account Number IFSC Code Account Purpose
1 Investeria Financial Services Private Limited UCNBA 57500001483261 HDFC0000060 CLIENT BANK ACCOUNT

Trading member Net worth (as per Schedule VI of SEBI (Stock Brokers) Regulations, 1992) as on 31-Mar-2025 Rs. 54638861