UPSTOX SECURITIES PRIVATE LIMITED
MEMBERS DETAILS AS ON 14-NOV-2026
Member Name UPSTOX SECURITIES PRIVATE LIMITED
RKSV SECURITIES INDIA PRIVATE LIMITED)
Trade Name UPSTOX SECURITIES PRIVATE LIMITED
Member Code 13942
SEBI Registration no INZ000315837
SEBI Registration Date 01-DEC-2023
Constitution Corporate
Year of Incorporation 2009
Year of NSE Membership 2010

Segment/(s) with status


LEGEND:-
CM : Clearing Member
PCM : Professional Clearing Member
SCM : Self Clearing Member
TM : Trading Member
MFSS : Mutual Fund Service System
Sr no Segment Status
1 Capital Market (TM) Enabled
2 Capital Market (CM) Enabled
3 Capital Market (SCM) Disabled
4 Future & Options (TM) Enabled
5 Future & Options (CM) Enabled
6 Future & Options (SCM) Disabled
7 Currency Futures (TM) Enabled
8 Currency Futures (CM) Enabled
9 Currency Futures (SCM) Disabled
10 Interest Rate Futures (TM) Enabled
11 Interest Rate Futures (CM) Enabled
12 Interest Rate Futures (SCM) Disabled
13 Debt Market (TM) Enabled
14 MFSS Enabled
15 Commodity (TM) Enabled
16 Commodity (CM) Enabled
17 Electronic Gold Receipts (TM) Enabled
18 Electronic Gold Receipts (CM) Enabled

List of APs registered as on 14-NOV-2026 Click Here To View Authorized Person Details
List of dealing offices as on 14-NOV-2026 Click Here To View Dealing offices details of member
Listed No
Investor Grievance Email ID compliance@rksv.in
Types of Clients Served (Proprietary/Institutional/Retail) Proprietary, Retail
Registered Office
Registered Office Address 807, NEW DELHI HOUSE
  BARAKHAMBA ROAD
 
City NEW DELHI
Pin Code 110001
Phone Number 011-23753793-94,23318038-39
Fax Number 23753793-94
Email ID rksv_compliance@rksv.in

Correspondence Office
Correspondence Office Address 30, SUNSHINE TOWER
30TH FLOOR, SENAPATI BAPAT MARG
DADAR WEST
City MUMBAI
Pin Code 400013
Phone Number 9122-67107379
Fax Number 912267107492
Email ID rksv_compliance@rksv.in

Website Address https://upstox.com/contact-us/
Mobile Applications 14-NOV-2026
Sr.No. Name of Mobile Application Link for Play Store Link for App Store
1 Upstox Pro https://play.google.com/store/apps/details?id=in.upstox.app https://apps.apple.com/in/app/upstox-stocks-ipo-mf/id1584953620

Social Media Details 14-NOV-2026
Sr.No. Name of social media Link for social media
1 Facebook https://www.facebook.com/upstox
2 Instagram https://www.instagram.com/upstox.pro
3 LinkedIn http://linkedin.com/company/upstox
4 Others Telegram
5 Others_Link https://t.me/TheOfficialUpstox
6 Twitter https://twitter.com/upstox / https://x.com/upstoxsupport
7 YouTube https://youtube.com/@UpstoxOfficial

PMS SEBI Registration details https://www.sebi.gov.in/index.html
Path- Home » Intermediaries / Market Infrastructure Institutions » Recognised Intermediaries
Research Analysts details https://www.sebi.gov.in/index.html
Path- Home » Intermediaries / Market Infrastructure Institutions » Recognised Intermediaries
Investment Adviser details https://www.sebi.gov.in/index.html
Path- Home » Intermediaries / Market Infrastructure Institutions » Recognised Intermediaries
Merchant Banker https://www.sebi.gov.in/index.html
Path- Home » Intermediaries / Market Infrastructure Institutions » Recognised Intermediaries
Whether Depostitory Participant(CDSL/NSDL) as on 13-OCT-2026
Sr no Name of Depository Registration No. Link for the members
1 NSDL NA https://nsdl.co.in/direct_search.php
2 CDSL IN-DP-761-2024 https://www.cdslindia.com/eservices/DP/DPDatabase

Details of Membership with other Stock Exchanges as on 14-NOV-2026
Sr.No. Name of the Exchange Link for the Members
1 BSE LIMITED https://www.bseindia.com/members/MembershipDirectory.aspx
MANAGING DIRECTOR / CEO DETAILS
Name RAVI CHANDRAN KUMAR
Designation
COMPLIANCE OFFICER DETAILS
Name KAPIL JAIKALYANI
E-mail kapil.jaikalyani@rksv.in
Contact Number 9833639563

ALL OFFICES         BRANCH OFFICES        SUBBROKER OFFICES
DETAILS OF DIRECTORS AS ON 14-NOV-2026
Sr.No. Director Name Designated Director
1 AMIT LALAN Y
2 PUNEET MAHESHWARI Y
3 SHRINIVAS VISWANATH N
4 KAVITHA SUBRAMANIAN N
5 RAVI KUMAR N

Details of Complaints received in Scores 2.0
Status
Count of opening complaints 66 82 79 88 127 155
Received 66 57 78 74 63 103
Closed 63 73 75 83 102 131
Count of pending complaints 69 66 82 79 88 127

Details of Complaints/Arbitration matters received in Online Dispute Resolution (ODR)
Summary of Complaints received:
Status
Count of opening complaints 6 6 7 8 11 10
Received 8 5 7 7 12 10
Closed 8 5 8 8 15 9
Count of pending complaints 6 6 6 7 8 11

Summary of Arbitration cases
Status
Count of opening complaints 1 1 0 0 1 1
Received 0 0 1 0 0 0
Closed 0 0 0 0 1 0
Count of pending complaints 1 1 1 0 0 1

Details of Complaints Closed through GRC (Pre ODR)

Status
Total Count of Complaints Closed - - -
Admissible Claim amount* - - -
*As decided in GRC


Disciplinary Actions taken by NSE against the Trading Member in the past 4 years as on 14-NOV-2026 The disciplinary actions include monetary / non-monetary enforcement actions taken by NSE for various non-compliances committed by Trading Members w.r.t. to NSE Rules, Byelaws, Regulations, Circulars and SEBI Regulations and Circulars
Particulars
Total monetary penalty levied on enforcement actions taken (Includes penalty levied through orders and action letters) (In Rs.) 14,87,600 32,99,500 20,53,300
Details of Orders issued by Member Committee of NSE
Particulars
1. Orders issued(count) 1 2 1 1
2. Orders issued details
3.Interim / Defaulter / Expulsion orders, if any, issued against the Trading Members by NSE Visit Link
Disciplinary Actions taken by other Exchanges as on 14-NOV-2026
Particulars
Orders issued by other Exchanges

SEBI Orders as on 14-NOV-2026
Particulars
Orders issued by SEBI
Disclaimer: The details of disciplinary actions or orders displayed on the website are obtained from the Securities and Exchange Board of India (SEBI) and reflects what is available on SEBI official website. Users are advised to contact SEBI directly for any queries or complaints/grievance concerning these actions. These details are provided for information purposes only and The National Stock Exchange of India Ltd. (NSE) disclaims all liability or responsibility for the accuracy, completeness, authenticity or relevance of the actions/ orders of SEBI which are displayed on NSE website.
Consent Orders against the Entity https://www.sebi.gov.in/index.html
Path- Home » Enforcement » Orders » Settlement Order
Associate Companies as on 30-SEP-2025
Sr no Name of the Company Financial Market Sector SEBI Registration Number, if any
1 ASPM Fiscus Private Limited Others NA
2 Amit Chhotalal Lalan Others NA
3 Amit Chhotalal Lalan HUF Others NA
4 Asha Chhotalal Lalan Others NA
5 Ashok Kumar Maheshwari Others NA
6 ChaitanyaSravanthi Nadavala Others NA
7 Chandrashekar Nadavala Others NA
8 Chengaiah Nadavala Others NA
9 Chhotalal Liladhar Lalan Others NA
10 Darsh Maheshwari Others NA
11 Digital sparrow Capital LLP Others NA
12 EON Capital Private Limited Others NA
13 EPX Cash Private Limited Others NA
14 Ekta Maheshwari Others NA
15 EpowerX Pte Ltd Singapore Others NA
16 Hitesh Khandhadia Others NA
17 Jagruti Amit Lalan Others NA
18 Kamaiah Nadavala Others NA
19 Kanthimathi Subramanian Others NA
20 Kavita Naresh Nandu Others NA
21 Kavitha Subramanain Others NA
22 Kyra Kanthi Kumar Others NA
23 Laveena Correa Others NA
24 Learn Academy Systems Private Limited Others NA
25 Leelamma Nadavala Others NA
26 Mallikarjun Nadavala Others NA
27 Manisha Paresh Shah Others NA
28 Namrata Sule Others NA
29 Puneet Maheshwari Others NA
30 RKSV Commodities India Private Limited Stock Broker INZ000015837
31 RKSV ESOP Trust Others NA
32 RKSV Securities IFSC Private Limited Others NA
33 RKSV Securities India Private Limited Mutual funds, Insurance CA0918
34 Raghu Nathan Kumar Others NA
35 Rain Platforms India Private Limited Others NA
36 Ramanamma Nadavala Others NA
37 Ramaswamy Subramanian Others NA
38 Ravi Chandran Kumar Others NA
39 Revathy Viswanath Others NA
40 Riaan Mani Kumar Others NA
41 Rishit Amit Lalan Others NA
42 Riya Sule Viswanath Others NA
43 Sharandeep Nadavala Others NA
44 Shayan Nadavala Others NA
45 Shrinivas Viswanath Others NA
46 Shweta Maheshwari Others NA
47 Shyam Viswanath Others NA
48 Shyamala Kumar Others NA
49 Smita Maheshwari Others NA
50 Sonia Maheshwari Others NA
51 Subha Subramanian Others NA
52 Sudha Maheshwari Others NA
53 Sumathi Raisinghani Others NA
54 Sundaram N Kumar Others NA
55 Upstox Canada Inc Others NA
56 Upstox Europe GmbH Others NA
57 Upstox Finance Private Limited Others NA
58 Upstox Insurance Brokers Private Limited Others NA
59 Upstox Kazakhstan Limited Others NA
60 Upstox Middle East FZ Co Others NA
61 Upstox UK Limited Others NA
62 Upstox USA Inc Subsidiary of EPowerx Pte Ltd Others NA
63 Uptech Europe GmbH Others NA
64 Vandana Dhiren Savla Others NA
65 Veer Maheshwari Others NA
66 Vibhuti Harsh Others NA
67 Vidya Subramanian Others NA
68 Viswanath Krishnan Others NA

Summary of trading member Information
For the 6 monthly reporting period ending
Sr no Particulars
1 Number of branches of TM (Data is as reported by member in RBS for F.Y ended March & H.Y ended September) NA 1 2 2 2 2
2 Number of employees of TM (Data is as reported by member in RBS for F.Y ended March & H.Y ended September) NA 198 215 205 191 570
3 Number of APs/affiliates registered with Exchanges 582 638 891 3161 600 608
4 Total number of active clients(traded at least once in last 1 year) 1837360 1969775 2255277 2723003 2788382 2495250
5 Client Distribution
A Number of clients (UCCs) traded derivatives in last 1 year (including currencies and commodities) 495648 526562 610234 780498 871207 821596
B Number of clients (UCCs) traded in equity cash segment in last 1 year 1655027 1781784 2038026 2465712 2502676 2200918

Details of Client Bank Accounts disclosed to Exchange

Note:- Investors are requested to note that Stock broker is permitted to receive money from investor through designated bank accounts only named as Up streaming Client Nodal Bank Account (USCNBA). Stock broker is also required to disclose these USCNB accounts to Stock Exchange which are as under. Hence, you are requested to use following USCNB accounts only for the purpose of transferring funds to your stock broker.
Sr no Account Name Account Number IFSC Code Account Purpose
1 RKSV Securities India Pvt Ltd - USCNB account 600340067574 HDFC0000060 CLIENT BANK ACCOUNT
2 UPSTOX Securities Pvt Ltd - USCNB A/c 57500001411814 HDFC0000060 CLIENT BANK ACCOUNT
3 UPSTOX Securities Pvt Ltd - USCNB A/c 57500001411777 HDFC0000060 CLIENT BANK ACCOUNT
4 UPSTOX Securities Pvt Ltd - USCNB A/c 57500001411011 HDFC0000060 CLIENT BANK ACCOUNT
5 UPSTOX Securities Pvt Ltd - USCNB A/c 57500001409862 HDFC0000060 CLIENT BANK ACCOUNT
6 UPSTOX Securities Pvt Ltd - USCNB A/c 57500001409836 HDFC0000060 CLIENT BANK ACCOUNT
7 UPSTOX SECURITIES PVT LTD -USCNB AC 000405155041 ICIC0000004 CLIENT BANK ACCOUNT
8 UPSTOX Securities Pvt Ltd - USCNB A/c 57500001411741 HDFC0000060 CLIENT BANK ACCOUNT
9 UPSTOX SECURITIES PRIVATE LIMITED USCNB AC 074683000000269 YESB0000268 CLIENT BANK ACCOUNT
10 UPSTOX SECURITIES PRIVATE LIMITED - USCNB AC 041233636845 BARC0INBBIR CLIENT BANK ACCOUNT
11 UPSTOX SECURITIES PRIVATE LIMITED USCNB AC 42639596196 SBIN0011777 CLIENT BANK ACCOUNT
12 UPSTOX SECURITIES PRIVATE LIMITED USCNB AC 201029465519 INDB0001104 CLIENT BANK ACCOUNT
13 RKSV SECURITIES INDIA PVT LTD - USCNB account 57500000472892 HDFC0000060 CLIENT BANK ACCOUNT
14 UPSTOX SECURITIES PRIVATE LIMITED - USCNB AC 11990200021938 FDRL0001199 CLIENT BANK ACCOUNT
15 UPSTOX SECURITIES PVT LTS USCNB 2502256365225439 AUBL0002563 CLIENT BANK ACCOUNT
16 UPSTOX SECURITIES PVT LTD - USCNB ACCOUNT 925020004427210 UTIB0000004 CLIENT BANK ACCOUNT
17 UPSTOX SECURITIES PRIVATE LIMITED USCNB ACCOUNT 7973132713 IDIB000F523 CLIENT BANK ACCOUNT
18 UPSTOX SECURITIES PRIVATE LIMITED - USCNB ACCOUNT 10233200262 IDFB0040101 CLIENT BANK ACCOUNT

Trading member Net worth as on 31-Mar-2026 Rs. 10161348741