National Stock Exchange of India Ltd.

MEMBERS DETAILS AS ON 23-JUL-2025
Member Name	DHWAJA SHARES & SECURITIES PRIVATE LIMITED
Trade Name	DHWAJA SHARES & SECURITIES PRIVATE LIMITED
Member Code	13729
SEBI Registration no	INZ000219637
SEBI Registration Date	28-JAN-2019
Constitution	Corporate
Year of Incorporation	2005
Year of NSE Membership	2010

Segment/(s) with status

LEGEND:-
CM : Clearing Member
PCM : Professional Clearing Member
SCM : Self Clearing Member
TM : Trading Member
MFSS : Mutual Fund Service System

Sr no	Segment	Status
1	Capital Market (TM)	Enabled
2	Capital Market (CM)	Enabled
3	Capital Market (SCM)	Disabled
4	Future & Options (TM)	Enabled
5	Future & Options (CM)	Enabled
6	Future & Options (SCM)	Disabled
7	Currency Futures (TM)	Enabled
8	Currency Futures (CM)	Enabled
9	Currency Futures (SCM)	Disabled
10	Interest Rate Futures (TM)	Enabled
11	Interest Rate Futures (CM)	Enabled
12	Interest Rate Futures (SCM)	Disabled

List of APs registered as on 23-JUL-2025	Click Here To View Authorized Person Details
List of dealing offices as on 23-JUL-2025	Click Here To View Dealing offices details of member
Listed	No
Investor Grievance Email ID		investor.help@dhwaja.com
Types of Clients Served (Proprietary/Institutional/Retail)		Proprietary, Retail

Registered Office

Registered Office Address	603, SANJAR ENCLAVE
	OPP MILAP CINEMA, S. V. ROAD
	KANDIVALI WEST, -
City	MUMBAI
Pin Code	400067
Phone Number	022-42552700
Fax Number	28622091
Email ID	contact@dhwaja.com

Correspondence Office

Correspondence Office Address	603, SANJAR ENCLAVE
	S V ROAD
	OPP. MILAP THEATRE,, KANDIVALI (WEST)
City	MUMBAI
Pin Code	400067
Phone Number	022-42552700
Fax Number	42552728
Email ID	contact@dhwaja.com

Website Address	www.dhwaja.com

Mobile Applications 23-JUL-2025

No Records Found

Social Media Details 23-JUL-2025

Sr.No.	Name of social media	Link for social media
Sr.No.	Name of social media	Link for social media	1	Facebook	https://www.facebook.com/profile.php?id=100066702941960&mibextid=ZbWKwL
2	Instagram	NA
3	LinkedIn	NA
4	Others	NA
5	Others_Link	NA
6	Twitter	NA
7	YouTube	NA

PMS SEBI Registration details	https://www.sebi.gov.in/index.html Path- Home » Intermediaries / Market Infrastructure Institutions » Recognised Intermediaries
Research Analysts details	https://www.sebi.gov.in/index.html Path- Home » Intermediaries / Market Infrastructure Institutions » Recognised Intermediaries
Investment Adviser details	https://www.sebi.gov.in/index.html Path- Home » Intermediaries / Market Infrastructure Institutions » Recognised Intermediaries
Merchant Banker	https://www.sebi.gov.in/index.html Path- Home » Intermediaries / Market Infrastructure Institutions » Recognised Intermediaries

Whether Depostitory Participant(CDSL/NSDL) as on 21-JUL-2025

Sr no	Name of Depository	Registration No.	Link for the members
1	CDSL	IN-DP-CDSL-688-2013	https://www.cdslindia.com/eservices/DP/DPDatabase
2	NSDL	NA	https://nsdl.co.in/direct_search.php

Details of Membership with other Stock Exchanges as on 23-JUL-2025

Sr.No.	Name of the Exchange	Link for the Members
1	BSE LIMITED	https://www.bseindia.com/members/MembershipDirectory.aspx
2	NATIONAL COMMODITY & DERIVATIVES EXCHANGE LTD.	https://www.ncdex.com/member_directory

MANAGING DIRECTOR / CEO DETAILS
Name	SUNIL ANANDPARA
Designation	MD
COMPLIANCE OFFICER DETAILS
Name	SANDEEP CHANDRAKANT PATIL
E-mail	sandeep.patil@dhwaja.com
Contact Number	9619183680
ALL OFFICES BRANCH OFFICES SUBBROKER OFFICES

DETAILS OF DIRECTORS AS ON 23-JUL-2025

Sr.No.	Director Name	Designated Director
1	HEMAL SHAH	Y
2	SUNIL ANANDPARA	Y

Details of Complaints received in Scores 2.0

Status
Count of opening complaints	-	-	-	-	-	-
Received	-	-	-	-	-	-
Closed	-	-	-	-	-	-
Count of pending complaints	-	-	-	-	-	-

Details of Complaints/Arbitration matters received in Online Dispute Resolution (ODR)

Summary of Complaints received:

Status
Count of opening complaints	-	-	-	-	-	-
Received	-	-	-	-	-	-
Closed	-	-	-	-	-	-
Count of pending complaints	-	-	-	-	-	-

Summary of Arbitration cases

Status
Count of opening complaints	-	-	-	-	-	-
Received	-	-	-	-	-	-
Closed	-	-	-	-	-	-
Count of pending complaints	-	-	-	-	-	-

Details of Complaints Closed through GRC (Pre ODR)

Status
Total Count of Complaints Closed	-	-	-
Admissible Claim amount*	-	-	-

*As decided in GRC

Particulars
Total monetary penalty levied on enforcement actions taken (Includes penalty levied through orders and action letters) (In Rs.)	3,00,000	0	60,000	0

Particulars
1. Orders issued(count)	0	0	0	0
2. Orders issued details	NA	NA	NA	NA
3.Interim / Defaulter / Expulsion orders, if any, issued against the Trading Members by NSE	Visit Link

Particulars
Orders issued by other Exchanges

Particulars
Orders issued by SEBI

The details of disciplinary actions or orders displayed on the website are obtained from the Securities and Exchange Board of India (SEBI) and reflects what is available on SEBI official website. Users are advised to contact SEBI directly for any queries or complaints/grievance concerning these actions. These details are provided for information purposes only and The National Stock Exchange of India Ltd. (NSE) disclaims all liability or responsibility for the accuracy, completeness, authenticity or relevance of the actions/ orders of SEBI which are displayed on NSE website.

Consent Orders against the Entity

https://www.sebi.gov.in/index.html
Path- Home » Enforcement » Orders » Settlement Order

Associate Companies as on 31-MAR-2025

Sr no	Name of the Company	Financial Market Sector	SEBI Registration Number, if any
1	DHWAJA COMMODITY SERVICES PVT LTD	Others	U74992MH2006PTC165290

Summary of trading member Information

For the 6 monthly reporting period ending

Sr no		Particulars
1		Number of branches of TM (Data is as reported by member in RBS for F.Y ended March & H.Y ended September)	1	2	1	1	01	1
2		Number of employees of TM (Data is as reported by member in RBS for F.Y ended March & H.Y ended September)	215	230	201	177	178	195
3		Number of APs/affiliates registered with Exchanges	10	13	14	16	15	15
4		Total number of active clients(traded at least once in last 1 year)	424	453	395	376	376	404
5		Client Distribution
	A	Number of clients (UCCs) traded in equity cash segment in last 1 year	419	446	384	374	370	396
	B	Number of clients (UCCs) traded derivatives in last 1 year (including currencies and commodities)	50	56	57	54	59	59
	C	% of TM volume coming from proprietary trades (If any)
		CD	NA	NA	NA	NA	NA	NA
		CM	0.0164%	0.0487%	0.0528%	0.0366%	0.0201%	0.0224%
		CO	NA	NA	NA	NA	NA	NA
		FO	0.0412%	0.0470%	0.0313%	0.0281%	0.0303%	0.0463%

Details of Client Bank Accounts disclosed to Exchange

Investors are requested to note that Stock broker is permitted to receive money from investor through designated bank accounts only named as Up streaming Client Nodal Bank Account (USCNBA). Stock broker is also required to disclose these USCNB accounts to Stock Exchange which are as under. Hence, you are requested to use following USCNB accounts only for the purpose of transferring funds to your stock broker.

Sr no	Account Name	Account Number	IFSC Code	Account Purpose
1	DHWAJA SHARES & SECURITIES PRIVATE LIMITED	15770340003405	HDFC0000060	CLIENT BANK ACCOUNT
2	DHWAJA SHARES & SECURITIES PRIVATE LIMITED	15770340003397	HDFC0000060	CLIENT BANK ACCOUNT
3	DHWAJA SHARES & SECURITIES PRIVATE LIMITED	15770340009434	HDFC0000060	CLIENT BANK ACCOUNT
4	DHWAJA SHARES & SECURITIES PRIVATE LIMITED	317901011013143	UBIN0531791	CLIENT BANK ACCOUNT
5	DHWAJA SHARES & SECURITIES PRIVATE LIMITED	317901011013503	UBIN0531791	CLIENT BANK ACCOUNT
6	DHWAJA SHARES & SECURITIES PRIVATE LIMITED	317901011013863	UBIN0531791	CLIENT BANK ACCOUNT
7	DHWAJA SHARES & SECURITIES PVT LTD	922020055811085	UTIB0000004	CLIENT BANK ACCOUNT

Trading member Net worth (as per Schedule VI of SEBI (Stock Brokers) Regulations, 1992) as on 31-Mar-2025	Rs. 5595073861