SW CAPITAL PRIVATE LIMITED
MEMBERS DETAILS AS ON 29-AUG-2025
Member Name SW CAPITAL PRIVATE LIMITED
SUNTECK WEALTHMAX CAPITAL PRIVATE LIMITED)
Trade Name SW CAPITAL PRIVATE LIMITED
Member Code 06553
SEBI Registration no INZ000182531
SEBI Registration Date 25-JUN-2018
Constitution Corporate
Year of Incorporation 1994
Year of NSE Membership 1994

Segment/(s) with status


LEGEND:-
CM : Clearing Member
PCM : Professional Clearing Member
SCM : Self Clearing Member
TM : Trading Member
MFSS : Mutual Fund Service System
Sr no Segment Status
1 Capital Market (TM) Enabled
2 Capital Market (SCM) Enabled
3 Future & Options (TM) Enabled
4 Future & Options (CM) Not Enabled
5 Currency Futures (TM) Enabled
6 Interest Rate Futures (TM) Enabled
7 Debt Market (TM) Enabled

List of APs registered as on 29-AUG-2025 Click Here To View Authorized Person Details
List of dealing offices as on 29-AUG-2025 Click Here To View Dealing offices details of member
Listed No
Investor Grievance Email ID grievances@swcapital.in
Types of Clients Served (Proprietary/Institutional/Retail) Proprietary, Institutional, Retail
Registered Office
Registered Office Address 4TH FLOOR, SUNTECK CENTER
  37-40, SUBHASH ROAD
  VILE PARLE (EAST)
City MUMBAI
Pin Code 400057
Phone Number 022-42687431
Fax Number 26267876
Email ID scaf@satguru.com

Correspondence Office
Correspondence Office Address SW CAPITAL PRIVATE LIMITED, SUNTECK CENTRE, 37-40
4TH FLOOR, SUBHASH ROAD, VILE PARLE(E)
GARWARE HOUSE, 400057
City MUMBAI
Pin Code 400057
Phone Number 022-42687431, 42687430
Fax Number 42687436
Email ID compliance@swcapital.in

Website Address http://swcapital.in/
Mobile Applications 29-AUG-2025
Sr.No. Name of Mobile Application Link for Play Store Link for App Store
1 SWTrade https://play.google.com/store/apps/details?id=com.swcapital.xts -

Social Media Details 29-AUG-2025
No Records Found

PMS SEBI Registration details https://www.sebi.gov.in/index.html
Path- Home » Intermediaries / Market Infrastructure Institutions » Recognised Intermediaries
Research Analysts details https://www.sebi.gov.in/index.html
Path- Home » Intermediaries / Market Infrastructure Institutions » Recognised Intermediaries
Investment Adviser details https://www.sebi.gov.in/index.html
Path- Home » Intermediaries / Market Infrastructure Institutions » Recognised Intermediaries
Merchant Banker https://www.sebi.gov.in/index.html
Path- Home » Intermediaries / Market Infrastructure Institutions » Recognised Intermediaries
Whether Depostitory Participant(CDSL/NSDL) as on 07-AUG-2025
Sr no Name of Depository Registration No. Link for the members
1 CDSL IN-DP-719-2022 https://www.cdslindia.com/eservices/DP/DPDatabase
2 NSDL NA https://nsdl.co.in/direct_search.php

Details of Membership with other Stock Exchanges as on 29-AUG-2025
Sr.No. Name of the Exchange Link for the Members
1 BSE LIMITED https://www.bseindia.com/members/MembershipDirectory.aspx
MANAGING DIRECTOR / CEO DETAILS
Name PANKAJ JAIN
Designation
COMPLIANCE OFFICER DETAILS
Name AMIT PITALE
E-mail compliance@swcapital.in
Contact Number 02242687474

ALL OFFICES         BRANCH OFFICES        SUBBROKER OFFICES
DETAILS OF DIRECTORS AS ON 29-AUG-2025
Sr.No. Director Name Designated Director
1 PANKAJ JAIN Y
2 AMIT PITALE Y

Details of Complaints received in Scores 2.0
Status
Count of opening complaints - - - - - -
Received - - - - - -
Closed - - - - - -
Count of pending complaints - - - - - -

Details of Complaints/Arbitration matters received in Online Dispute Resolution (ODR)
Summary of Complaints received:
Status
Count of opening complaints - - - - - -
Received - - - - - -
Closed - - - - - -
Count of pending complaints - - - - - -

Summary of Arbitration cases
Status
Count of opening complaints - - - - - -
Received - - - - - -
Closed - - - - - -
Count of pending complaints - - - - - -

Details of Complaints Closed through GRC (Pre ODR)

Status
Total Count of Complaints Closed - - -
Admissible Claim amount* - - -
*As decided in GRC


Disciplinary Actions taken by NSE against the Trading Member in the past 4 years as on 29-AUG-2025 The disciplinary actions include monetary / non-monetary enforcement actions taken by NSE for various non-compliances committed by Trading Members w.r.t. to NSE Rules, Byelaws, Regulations, Circulars and SEBI Regulations and Circulars
Particulars
Total monetary penalty levied on enforcement actions taken (Includes penalty levied through orders and action letters) (In Rs.) 2,51,500 11,000 0
Details of Orders issued by Member Committee of NSE
Particulars
1. Orders issued(count) 0 0 0 0
2. Orders issued details NA NA NA NA
3.Interim / Defaulter / Expulsion orders, if any, issued against the Trading Members by NSE Visit Link
Disciplinary Actions taken by other Exchanges as on 29-AUG-2025
Particulars
Orders issued by other Exchanges
SEBI Orders as on 29-AUG-2025
Particulars
Orders issued by SEBI
Disclaimer: The details of disciplinary actions or orders displayed on the website are obtained from the Securities and Exchange Board of India (SEBI) and reflects what is available on SEBI official website. Users are advised to contact SEBI directly for any queries or complaints/grievance concerning these actions. These details are provided for information purposes only and The National Stock Exchange of India Ltd. (NSE) disclaims all liability or responsibility for the accuracy, completeness, authenticity or relevance of the actions/ orders of SEBI which are displayed on NSE website.
Consent Orders against the Entity https://www.sebi.gov.in/index.html
Path- Home » Enforcement » Orders » Settlement Order
Associate Companies as on 31-MAR-2025
Sr no Name of the Company Financial Market Sector SEBI Registration Number, if any
1 Abhisar Securities Services Pvt. Ltd. Others -
2 M/s. SW Commodities Private Limited Others INZ000013132

Summary of trading member Information
For the 6 monthly reporting period ending
Sr no Particulars
1 Number of branches of TM (Data is as reported by member in RBS for F.Y ended March & H.Y ended September) 11 12 10 4 2 2
2 Number of employees of TM (Data is as reported by member in RBS for F.Y ended March & H.Y ended September) 77 83 27 27 23 23
3 Number of APs/affiliates registered with Exchanges 31 28 27 31 40 203
4 Total number of active clients(traded at least once in last 1 year) 959 1005 952 981 981 1034
5 Client Distribution
A Number of clients (UCCs) traded in equity cash segment in last 1 year 977 1018 965 974 995 1034
B Number of clients (UCCs) traded derivatives in last 1 year (including currencies and commodities) 111 111 107 117 112 127
C % of TM volume coming from proprietary trades (If any)
CM 0.0203% 0.0492% 0.0727% 0.0569% 0.0554% 0.0377%
CD NA NA 0.0005% 0.0023% 0.0000% 0.6517%
CO NA NA NA NA NA NA
FO 0.0057% 0.0045% 0.0052% 0.0038% 0.0042% 0.0023%

Details of Client Bank Accounts disclosed to Exchange

Note:- Investors are requested to note that Stock broker is permitted to receive money from investor through designated bank accounts only named as Up streaming Client Nodal Bank Account (USCNBA). Stock broker is also required to disclose these USCNB accounts to Stock Exchange which are as under. Hence, you are requested to use following USCNB accounts only for the purpose of transferring funds to your stock broker.
Sr no Account Name Account Number IFSC Code Account Purpose
1 SW Capital Pvt. Ltd Upstreaming Client Nodal Bank Account 09582650006473 KKBK0000958 CLIENT BANK ACCOUNT
2 SW Capital Pvt. Ltd Upstreaming Client Nodal Bank Account 09582650006444 KKBK0000958 CLIENT BANK ACCOUNT
3 SW Capital Pvt. Ltd UpStreaming Client Nodal Bank Account 09582650006508 KKBK0000958 CLIENT BANK ACCOUNT
4 SW Capital Pvt. Ltd - Upstreaming Client Nodal Bank Account 1120002100046139 PUNB0112000 CLIENT BANK ACCOUNT
5 SW Capital Pvt. Ltd-Upstreaming Client Nodal Bank Account 01842650000033 KKBK0000184 CLIENT BANK ACCOUNT
6 SW Capital Private Limited - Upstreaming Client Nodal Bank Account 923020044108564 UTIB0000004 CLIENT BANK ACCOUNT
7 SW CAPITAL PRIVATE LIMITED-UPSTREAMING CLIENT NODAL BANK ACCOUNT 924020036316352 UTIB0000015 CLIENT BANK ACCOUNT
8 SW CAPITAL PRIVATE LIMITED USCNB ACCOUNT 7817740889 IDIB000F523 CLIENT BANK ACCOUNT
9 SW Capital Pvt. Ltd-Upstreaming Client Nodal Bank Account 01842650000017 KKBK0000184 CLIENT BANK ACCOUNT

Trading member Net worth (as per Schedule VI of SEBI (Stock Brokers) Regulations, 1992) as on 31-Mar-2025 Rs. 283129682