WEALTH MANTRA LIMITED
MEMBERS DETAILS AS ON 08-NOV-2025
Member Name WEALTH MANTRA LIMITED
SEETA PORTFOLIO MANAGEMENT LTD.)
Trade Name WEALTH MANTRA LIMITED
Member Code 11686
SEBI Registration no INB231168635/INF231168635/INE231168635
SEBI Registration Date 29-JAN-2002
Constitution Corporate
Year of Incorporation 2000
Year of NSE Membership 2001

Segment/(s) with status


LEGEND:-
CM : Clearing Member
PCM : Professional Clearing Member
SCM : Self Clearing Member
TM : Trading Member
MFSS : Mutual Fund Service System
Sr no Segment Status
1 Capital Market (TM) ExpelledcumDefaulter
2 Future & Options (TM) ExpelledcumDefaulter
3 Currency Futures (TM) ExpelledcumDefaulter
4 Interest Rate Futures (TM) ExpelledcumDefaulter
5 Debt Market (TM) ExpelledcumDefaulter
6 MFSS ExpelledcumDefaulter

List of APs registered as on 08-NOV-2025 Click Here To View Authorized Person Details
List of dealing offices as on 08-NOV-2025 Click Here To View Dealing offices details of member
Listed No
Investor Grievance Email ID services@wealthmantra.in
Types of Clients Served (Proprietary/Institutional/Retail) Proprietary, Institutional, Retail
Registered Office
Registered Office Address 404, 4TH FLOOR, SHALIMAR TITANIUM
  VIBHUTI KHAND
  GOMTI NAGAR
City LUCKNOW
Pin Code 226010
Phone Number 0522-4051773
Fax Number 0522-2331834
Email ID compliance@wealthmantra.in

Correspondence Office
Correspondence Office Address 404,, SHALIMAR TITANIUM BUILDING
4TH FLOOR,, VIBHUTI KHAND
GOMTI NAGAR
City LUCKNOW
Pin Code 226010
Phone Number 0522-4051754
Fax Number 4051731
Email ID compliance@wealthmantra.in

Website Address
Mobile Applications 08-NOV-2025
No Records Found

Social Media Details 08-NOV-2025
No Records Found

PMS SEBI Registration details https://www.sebi.gov.in/index.html
Path- Home » Intermediaries / Market Infrastructure Institutions » Recognised Intermediaries
Research Analysts details https://www.sebi.gov.in/index.html
Path- Home » Intermediaries / Market Infrastructure Institutions » Recognised Intermediaries
Investment Adviser details https://www.sebi.gov.in/index.html
Path- Home » Intermediaries / Market Infrastructure Institutions » Recognised Intermediaries
Merchant Banker https://www.sebi.gov.in/index.html
Path- Home » Intermediaries / Market Infrastructure Institutions » Recognised Intermediaries
Whether Depostitory Participant(CDSL/NSDL) as on 09-OCT-2025
Sr no Name of Depository Registration No. Link for the members
No Records Found

Details of Membership with other Stock Exchanges as on 08-NOV-2025
Sr.No. Name of the Exchange Link for the Members
1 METROPOLITAN STOCK EXCHANGE OF INDIA LIMITED https://membermatrix.msei.in/TradingMemberLocator_beta.aspx
2 BSE LIMITED https://www.bseindia.com/members/MembershipDirectory.aspx
MANAGING DIRECTOR / CEO DETAILS
Name SANJEEV AGARWAL
Designation
COMPLIANCE OFFICER DETAILS
Name SANJEEV AGARWAL
E-mail compliance@wealthmantra.in
Contact Number 9919990748

ALL OFFICES         BRANCH OFFICES        SUBBROKER OFFICES
DETAILS OF DIRECTORS AS ON 08-NOV-2025
Sr.No. Director Name Designated Director
1 BEENA AGARWAL Y
2 SANJEEV AGARWAL Y
3 SUNITA AGARWAL N

Details of Complaints received in Scores 2.0
Status
Count of opening complaints - - - - - -
Received - - - - - -
Closed - - - - - -
Count of pending complaints - - - - - -

Details of Complaints/Arbitration matters received in Online Dispute Resolution (ODR)
Summary of Complaints received:
Status
Count of opening complaints - - - - - -
Received - - - - - -
Closed - - - - - -
Count of pending complaints - - - - - -

Summary of Arbitration cases
Status
Count of opening complaints - - - - - -
Received - - - - - -
Closed - - - - - -
Count of pending complaints - - - - - -

Details of Complaints Closed through GRC (Pre ODR)

Status
Total Count of Complaints Closed - - -
Admissible Claim amount* - - -
*As decided in GRC


Disciplinary Actions taken by NSE against the Trading Member in the past 4 years as on 08-NOV-2025 The disciplinary actions include monetary / non-monetary enforcement actions taken by NSE for various non-compliances committed by Trading Members w.r.t. to NSE Rules, Byelaws, Regulations, Circulars and SEBI Regulations and Circulars
Particulars
Total monetary penalty levied on enforcement actions taken (Includes penalty levied through orders and action letters) (In Rs.) 0 0 0
Details of Orders issued by Member Committee of NSE
Particulars
1. Orders issued(count) 0 0 0 0
2. Orders issued details NA NA NA NA
3.Interim / Defaulter / Expulsion orders, if any, issued against the Trading Members by NSE Visit Link
Disciplinary Actions taken by other Exchanges as on 08-NOV-2025
Particulars
Orders issued by other Exchanges
SEBI Orders as on 08-NOV-2025
Particulars
Orders issued by SEBI
Disclaimer: The details of disciplinary actions or orders displayed on the website are obtained from the Securities and Exchange Board of India (SEBI) and reflects what is available on SEBI official website. Users are advised to contact SEBI directly for any queries or complaints/grievance concerning these actions. These details are provided for information purposes only and The National Stock Exchange of India Ltd. (NSE) disclaims all liability or responsibility for the accuracy, completeness, authenticity or relevance of the actions/ orders of SEBI which are displayed on NSE website.
Consent Orders against the Entity https://www.sebi.gov.in/index.html
Path- Home » Enforcement » Orders » Settlement Order
Associate Companies as on 30-SEP-2017
Sr no Name of the Company Financial Market Sector SEBI Registration Number, if any
1 WEALTH MANTRA COMMODITIES PRIVATE LIMITED Stock Broker MCX/TCM/CORP/0795
Stock Broker NCDEX/CO/4/168

Summary of trading member Information
For the 6 monthly reporting period ending
Sr no Particulars
No Records Found
No Records Found
1 Client Distribution
No Records Found

Details of Client Bank Accounts disclosed to Exchange

Note:- Investors are requested to note that Stock broker is permitted to receive money from investor through designated bank accounts only named as Up streaming Client Nodal Bank Account (USCNBA). Stock broker is also required to disclose these USCNB accounts to Stock Exchange which are as under. Hence, you are requested to use following USCNB accounts only for the purpose of transferring funds to your stock broker.
Sr no Account Name Account Number IFSC Code Account Purpose
No Records Found

Trading member Net worth (as per Schedule VI of SEBI (Stock Brokers) Regulations, 1992) as on 30-Sep-2017 Rs. 63376561.38