GUINESS SECURITIES LIMITED
MEMBERS DETAILS AS ON 08-SEP-2025
Member Name GUINESS SECURITIES LIMITED
GUINESS PROPERTIES & HOLDING CO. P. LTD.)
Trade Name GUINESS SECURITIES LIMITED
Member Code 11460
SEBI Registration no INZ000167037
SEBI Registration Date 28-FEB-2018
Constitution Corporate
Year of Incorporation 1986
Year of NSE Membership 2000

Segment/(s) with status


LEGEND:-
CM : Clearing Member
PCM : Professional Clearing Member
SCM : Self Clearing Member
TM : Trading Member
MFSS : Mutual Fund Service System
Sr no Segment Status
1 Capital Market (TM) ExpelledcumDefaulter
2 Capital Market (SCM) ExpelledcumDefaulter
3 Future & Options (TM) ExpelledcumDefaulter
4 Future & Options (SCM) Surrendered Membership
5 Currency Futures (TM) ExpelledcumDefaulter
6 Interest Rate Futures (TM) ExpelledcumDefaulter
7 MFSS ExpelledcumDefaulter

List of APs registered as on 08-SEP-2025 Click Here To View Authorized Person Details
List of dealing offices as on 08-SEP-2025 Click Here To View Dealing offices details of member
Listed No
Investor Grievance Email ID compliance@guinessgroup.net
Types of Clients Served (Proprietary/Institutional/Retail) Proprietary, Institutional, Retail
Registered Office
Registered Office Address 10, CANNING STREET
  5TH FLOOR, KOLKATA
  KOLKATA
City KOLKATA
Pin Code 700001
Phone Number 033-40521000
Fax Number
Email ID info@guinessgroup.net

Correspondence Office
Correspondence Office Address 21/A, GUINESS HOUSE
LANE, CHANDRANATH SIMLAI
PAIKPARA, RASHBEHARI, LAKE MARKET
City KOLKATA
Pin Code 700026
Phone Number 033-30015555
Fax Number 03324646969
Email ID info@guinessgroup.net

Website Address
Mobile Applications 08-SEP-2025
No Records Found

Social Media Details 08-SEP-2025
No Records Found

PMS SEBI Registration details https://www.sebi.gov.in/index.html
Path- Home » Intermediaries / Market Infrastructure Institutions » Recognised Intermediaries
Research Analysts details https://www.sebi.gov.in/index.html
Path- Home » Intermediaries / Market Infrastructure Institutions » Recognised Intermediaries
Investment Adviser details https://www.sebi.gov.in/index.html
Path- Home » Intermediaries / Market Infrastructure Institutions » Recognised Intermediaries
Merchant Banker https://www.sebi.gov.in/index.html
Path- Home » Intermediaries / Market Infrastructure Institutions » Recognised Intermediaries
Whether Depostitory Participant(CDSL/NSDL) as on 07-AUG-2025
Sr no Name of Depository Registration No. Link for the members
No Records Found

Details of Membership with other Stock Exchanges as on 08-SEP-2025
Sr.No. Name of the Exchange Link for the Members
1 METROPOLITAN STOCK EXCHANGE OF INDIA LIMITED https://membermatrix.msei.in/TradingMemberLocator_beta.aspx
2 BSE LIMITED https://www.bseindia.com/members/MembershipDirectory.aspx
MANAGING DIRECTOR / CEO DETAILS
Name KAMAL KUMAR KOTHARI
Designation
COMPLIANCE OFFICER DETAILS
Name SHAILESH KUMAR GUPTA
E-mail COMP.OFFICER@GUINESSGROUP.NET
Contact Number 03330015555

ALL OFFICES         BRANCH OFFICES        SUBBROKER OFFICES
DETAILS OF DIRECTORS AS ON 08-SEP-2025
Sr.No. Director Name Designated Director
1 KAMAL KUMAR KOTHARI Y
2 SOUMEN CHATTERJEE Y
3 DHARMENDRA KOTHARI N
4 TARUN KANTI SENGUPTA N

Details of Complaints received in Scores 2.0
Status
Count of opening complaints - - - - - -
Received - - - - - -
Closed - - - - - -
Count of pending complaints - - - - - -

Details of Complaints/Arbitration matters received in Online Dispute Resolution (ODR)
Summary of Complaints received:
Status
Count of opening complaints - - - - - -
Received - - - - - -
Closed - - - - - -
Count of pending complaints - - - - - -

Summary of Arbitration cases
Status
Count of opening complaints - - - - - -
Received - - - - - -
Closed - - - - - -
Count of pending complaints - - - - - -

Details of Complaints Closed through GRC (Pre ODR)

Status
Total Count of Complaints Closed - - -
Admissible Claim amount* - - -
*As decided in GRC


Disciplinary Actions taken by NSE against the Trading Member in the past 4 years as on 08-SEP-2025 The disciplinary actions include monetary / non-monetary enforcement actions taken by NSE for various non-compliances committed by Trading Members w.r.t. to NSE Rules, Byelaws, Regulations, Circulars and SEBI Regulations and Circulars
Particulars
Total monetary penalty levied on enforcement actions taken (Includes penalty levied through orders and action letters) (In Rs.) 0 0 0
Details of Orders issued by Member Committee of NSE
Particulars
1. Orders issued(count) 0 0 0 0
2. Orders issued details NA NA NA NA
3.Interim / Defaulter / Expulsion orders, if any, issued against the Trading Members by NSE Visit Link
Disciplinary Actions taken by other Exchanges as on 08-SEP-2025
Particulars
Orders issued by other Exchanges
SEBI Orders as on 08-SEP-2025
Particulars
Orders issued by SEBI
Disclaimer: The details of disciplinary actions or orders displayed on the website are obtained from the Securities and Exchange Board of India (SEBI) and reflects what is available on SEBI official website. Users are advised to contact SEBI directly for any queries or complaints/grievance concerning these actions. These details are provided for information purposes only and The National Stock Exchange of India Ltd. (NSE) disclaims all liability or responsibility for the accuracy, completeness, authenticity or relevance of the actions/ orders of SEBI which are displayed on NSE website.
Consent Orders against the Entity https://www.sebi.gov.in/index.html
Path- Home » Enforcement » Orders » Settlement Order
Associate Companies as on 30-SEP-2018
Sr no Name of the Company Financial Market Sector SEBI Registration Number, if any
1 Guiness 16anna.com Marketing Pvt. Ltd. Others -
2 Guiness Commodities Pvt. Ltd. Stock Broker INZ000051534
3 Guiness Corporate Advisors Pvt. Ltd. Others INM000011930
4 Guiness Finance and Leasing Pvt. Ltd. NBFC B-05.05976
5 Guiness Insurance Broking Services Pvt. Ltd. Banking IRDA/DB423/08
6 Guiness International Ventures IFSC Pvt. Ltd. Stock Broker -
7 Guiness Portfolio Management Services Pvt. Ltd. Others INP000004557

Summary of trading member Information
For the 6 monthly reporting period ending
Sr no Particulars
No Records Found
No Records Found
1 Client Distribution
No Records Found
A % of TM volume coming from proprietary trades (If any)

Details of Client Bank Accounts disclosed to Exchange

Note:- Investors are requested to note that Stock broker is permitted to receive money from investor through designated bank accounts only named as Up streaming Client Nodal Bank Account (USCNBA). Stock broker is also required to disclose these USCNB accounts to Stock Exchange which are as under. Hence, you are requested to use following USCNB accounts only for the purpose of transferring funds to your stock broker.
Sr no Account Name Account Number IFSC Code Account Purpose
No Records Found

Trading member Net worth (as per Schedule VI of SEBI (Stock Brokers) Regulations, 1992) as on 31-Mar-2018 Rs. 146302894.58