KHAMBATTA SECURITIES LTD.
MEMBERS DETAILS AS ON 06-SEP-2025
Member Name KHAMBATTA SECURITIES LTD.
Trade Name KHAMBATTA SECURITIES LTD.
Member Code 09775
SEBI Registration no INZ000261131
SEBI Registration Date 21-MAY-2019
Constitution Corporate
Year of Incorporation 1997
Year of NSE Membership 2000

Segment/(s) with status


LEGEND:-
CM : Clearing Member
PCM : Professional Clearing Member
SCM : Self Clearing Member
TM : Trading Member
MFSS : Mutual Fund Service System
Sr no Segment Status
1 Capital Market (TM) Enabled
2 Capital Market (SCM) Enabled
3 Future & Options (TM) Enabled
4 Future & Options (SCM) Enabled
5 Currency Futures (TM) Surrendered Membership
6 Interest Rate Futures (TM) Surrendered Membership
7 MFSS Disabled

List of APs registered as on 06-SEP-2025 Click Here To View Authorized Person Details
List of dealing offices as on 06-SEP-2025 Click Here To View Dealing offices details of member
Listed No
Investor Grievance Email ID complaints@khambattasecurities.com
Types of Clients Served (Proprietary/Institutional/Retail) Proprietary, Institutional, Retail
Registered Office
Registered Office Address 7/10,HORNIMAN CIRCLE
  BOTAWALA BUILDING,GROUND FLOOR
  FORT
City MUMBAI
Pin Code 400001
Phone Number 022-022-2664287,2660767,2659762,2659763
Fax Number 022-2654652
Email ID stockman@bom3.vsnl.net.in

Correspondence Office
Correspondence Office Address 1 GR FLR,, 7/10, BOTAWALA BUILDING
9 BANK STREET, HORNIMAN CIRCLE
FORT
City MUMBAI
Pin Code 400001
Phone Number 022-66413333,66413344,66413355
Fax Number 66413377
Email ID accounts@khambattasecurities.com

Website Address https://www.khambattasecurities.com
Mobile Applications 05-SEP-2025
No Records Found

Social Media Details 05-SEP-2025
No Records Found

PMS SEBI Registration details https://www.sebi.gov.in/index.html
Path- Home » Intermediaries / Market Infrastructure Institutions » Recognised Intermediaries
Research Analysts details https://www.sebi.gov.in/index.html
Path- Home » Intermediaries / Market Infrastructure Institutions » Recognised Intermediaries
Investment Adviser details https://www.sebi.gov.in/index.html
Path- Home » Intermediaries / Market Infrastructure Institutions » Recognised Intermediaries
Merchant Banker https://www.sebi.gov.in/index.html
Path- Home » Intermediaries / Market Infrastructure Institutions » Recognised Intermediaries
Whether Depostitory Participant(CDSL/NSDL) as on 07-AUG-2025
Sr no Name of Depository Registration No. Link for the members
1 CDSL IN-DP-CDSL-03-99 https://www.cdslindia.com/eservices/DP/DPDatabase
2 NSDL NA https://nsdl.co.in/direct_search.php

Details of Membership with other Stock Exchanges as on 06-SEP-2025
Sr.No. Name of the Exchange Link for the Members
1 BSE LIMITED https://www.bseindia.com/members/MembershipDirectory.aspx
MANAGING DIRECTOR / CEO DETAILS
Name NOSHIR R. KHAMBATTA
Designation
COMPLIANCE OFFICER DETAILS
Name NILESH KANTILAL SINDHAV
E-mail compliance@khambattasecurities.com
Contact Number 9322406017

ALL OFFICES         BRANCH OFFICES        SUBBROKER OFFICES
DETAILS OF DIRECTORS AS ON 06-SEP-2025
Sr.No. Director Name Designated Director
1 HUSSAIN M RANGWALLA Y
2 NILESH K SINDHAV Y
3 MYLENE BOSCO D'SOUZA Y
4 CYRUS RUSTOM VAZIFDAR N
5 NOSHIR R KHAMBATTA N
6 VIPSI HOMI UNWALA N
7 SUNIL KANTILAL SHAH N

Details of Complaints received in Scores 2.0
Status
Count of opening complaints - - - - - -
Received - - - - - -
Closed - - - - - -
Count of pending complaints - - - - - -

Details of Complaints/Arbitration matters received in Online Dispute Resolution (ODR)
Summary of Complaints received:
Status
Count of opening complaints - - - - - -
Received - - - - - -
Closed - - - - - -
Count of pending complaints - - - - - -

Summary of Arbitration cases
Status
Count of opening complaints - - - - - -
Received - - - - - -
Closed - - - - - -
Count of pending complaints - - - - - -

Details of Complaints Closed through GRC (Pre ODR)

Status
Total Count of Complaints Closed - - -
Admissible Claim amount* - - -
*As decided in GRC


Disciplinary Actions taken by NSE against the Trading Member in the past 4 years as on 06-SEP-2025 The disciplinary actions include monetary / non-monetary enforcement actions taken by NSE for various non-compliances committed by Trading Members w.r.t. to NSE Rules, Byelaws, Regulations, Circulars and SEBI Regulations and Circulars
Particulars
Total monetary penalty levied on enforcement actions taken (Includes penalty levied through orders and action letters) (In Rs.) 15,000 32,500 6,67,500
Details of Orders issued by Member Committee of NSE
Particulars
1. Orders issued(count) 0 0 0 0
2. Orders issued details NA NA NA NA
3.Interim / Defaulter / Expulsion orders, if any, issued against the Trading Members by NSE Visit Link
Disciplinary Actions taken by other Exchanges as on 05-SEP-2025
Particulars
Orders issued by other Exchanges
SEBI Orders as on 06-SEP-2025
Particulars
Orders issued by SEBI
Disclaimer: The details of disciplinary actions or orders displayed on the website are obtained from the Securities and Exchange Board of India (SEBI) and reflects what is available on SEBI official website. Users are advised to contact SEBI directly for any queries or complaints/grievance concerning these actions. These details are provided for information purposes only and The National Stock Exchange of India Ltd. (NSE) disclaims all liability or responsibility for the accuracy, completeness, authenticity or relevance of the actions/ orders of SEBI which are displayed on NSE website.
Consent Orders against the Entity https://www.sebi.gov.in/index.html
Path- Home » Enforcement » Orders » Settlement Order
Associate Companies as on 31-MAR-2025
Sr no Name of the Company Financial Market Sector SEBI Registration Number, if any
1 M/S RUSSI S KHAMBATTA NA NA
2 SIXTH SENSE ANALYTICS AND IMF PVT LTD Mutual funds, Insurance U66000MH2005PTC154142

Summary of trading member Information
For the 6 monthly reporting period ending
Sr no Particulars
1 Number of branches of TM (Data is as reported by member in RBS for F.Y ended March & H.Y ended September) 1 1 1 1 1 1
2 Number of employees of TM (Data is as reported by member in RBS for F.Y ended March & H.Y ended September) 46 45 45 39 38 39
3 Number of APs/affiliates registered with Exchanges 2 2 2 2 7 7
4 Total number of active clients(traded at least once in last 1 year) 361 381 381 347 337 371
5 Client Distribution
A Number of clients (UCCs) traded in equity cash segment in last 1 year 365 389 393 352 344 395
B Number of clients (UCCs) traded derivatives in last 1 year (including currencies and commodities) 26 23 25 33 34 33
C % of TM volume coming from proprietary trades (If any)
CO NA NA NA NA NA NA
CM 0.0000% 0.0000% 0.0000% 0.0000% 0.0000% 0.0000%
FO NA NA NA NA NA 0.0000%
CD NA NA NA NA NA NA

Details of Client Bank Accounts disclosed to Exchange

Note:- Investors are requested to note that Stock broker is permitted to receive money from investor through designated bank accounts only named as Up streaming Client Nodal Bank Account (USCNBA). Stock broker is also required to disclose these USCNB accounts to Stock Exchange which are as under. Hence, you are requested to use following USCNB accounts only for the purpose of transferring funds to your stock broker.
Sr no Account Name Account Number IFSC Code Account Purpose
1 KHAMBATTA SECURITIES LIMITED-CLIENT-BSE CASH 008620100011395 BKID0000086 CLIENT BANK ACCOUNT
2 KHAMBATTA SECURITIES LIMITED (CLIENT A/C) BSE CASH 004010200714419 UTIB0000004 CLIENT BANK ACCOUNT
3 KHAMBATTA SECURITIES LIMITED-CLIENT A/C-BSE CASH 01042210000020 HDFC0000104 CLIENT BANK ACCOUNT
4 KHAMBATTA SECURITIES LTD-NSE CASH CLIENT A/C 000405100287 ICIC0000004 CLIENT BANK ACCOUNT
5 KHAMBATTA SECURITIES LTD-CLIENT A/C-F&O 000405100129 ICIC0000004 CLIENT BANK ACCOUNT

Trading member Net worth (as per Schedule VI of SEBI (Stock Brokers) Regulations, 1992) as on 31-Mar-2025 Rs. 104637268